Case: Marisol A. v. Giuliani

1:95-cv-10533 | U.S. District Court for the Southern District of New York

Filed Date: Dec. 13, 1995

Closed Date: Aug. 6, 2018

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Case Summary

This federal class action was brought by children in the custody of the New York City Child Welfare Administration ("CWA"), and children who, while not in the custody of CWA, are or will be at risk of abuse or neglect and whose status is known or should be known to CWA. It was filed on December 13, 1995 in the U.S. District Court for the Southern District of New York. The plaintiffs, represented by Children's Rights Inc., Lawyers for Children, and private counsel, sought class certification, declaratory and injunctive relief against both the city and the state (collectively, the defendants). The plaintiffs claimed that the defendants violated the First, Eighth, and Fourteenth Amendments, the Adoption Assistance and Child Welfare Act of 1980, the Child Abuse Prevention and Treatment Act, the Early and Periodic Screening, Diagnosis and Treatment program of the Medicaid Act, the Multiethnic Placement Act of 1994, the Americans with Disabilities Act, the Rehabilitation Act of 1973, and state law.

Specifically, the plaintiffs contend that the defendants systematically:

failed to protect the plaintiffs from abuse and neglect and to provide them and their families with appropriate, legally required services;
failed to appropriately accept reports of child abuse and neglect for investigation;
failed to investigate those reports of child abuse and neglect that are accepted in the time and manner required by law;
failed to provide mandated pre-placement preventive services to enable children at risk of being placed in foster care to remain at home safely with their families whenever possible;
failed to provide children in need of foster care placement with the least restrictive, most family-like placements designed to meet their individual needs;
failed to provide foster children, their birth families and their foster families with the services that are essential to ensuring that the children do not deteriorate in CWA's custody;
failed to provide foster children with disabilities with placements and services appropriate to their individual needs and necessary to allow these children fully to participate in the City's child welfare system;
failed to provide foster children with appropriate case management, case plans and services;
failed to provide children for whom adoption is appropriate with services necessary to ensure that they are adopted quickly;
failed to provide teenage children who will leave the foster care system to live on their own with services adequate to prepare them to live independently;
failed to provide foster children with the administrative, judicial and dispositional reviews to which they are legally entitled;
failed to provide caseworkers with sufficient training, support and supervision; and
failed to maintain an adequate information system to monitor, track and plan for children, and to manage the child welfare system effectively.

As a result of these systemic deficiencies, the plaintiffs contended that the defendants jeopardized their well being.

On June 18, 1996, District Judge Robert J. Ward certified a class of children in foster care and those reported to be abused or neglected. The court also denied the defendants' motion to dismiss, interpreting children's constitutional right to protection from harm to include harm that results from unnecessary separation from parents and from extended stays in foster care without a permanent family. Marisol A. v. Giuliani, 929 F. Supp. 662 (1996). Some procedural skirmishes dealing with the defendants' interlocutory appeal followed. On September 26, 1997, the Second Circuit affirmed the district court's certification of the plaintiff class and directed that the district judge divide the classes into subclasses for organizational and management purposes. Marisol A. v Giuliani, 126 F.3d 372 (2d Cir. 1997).

In July of 1998, the parties began settlement negotiations. Over the objections of would-be intervenors representing a subclass of gay, lesbian, bisexual, and transgender youths in the custody of the city agency, the court approved separate settlement agreements with the city and the state defendants in March 1999. Marisol A. v. Giuliani, 185 F.R.D. 152 (S.D.N.Y. 1999). Objectors appealed, but on July 10, 2000, the Second Circuit Court of Appeals affirmed the district court's approval of both the city and state settlement agreements. Joel A. v. Giuliani, 218 F.3d 132 (2d Cir. 2000).

The class action settlement required the city to use independent outside child welfare experts to guide and assist it in undertaking systemic reform. The advisory panel had complete access to all aspects of the city's child welfare agency, and was empowered to provide recommendations, issue progress reports on the status of the reform effort, and determine whether the city is acting in good faith in implementing systemic reform. The city settlement was successfully concluded in 2001.

The plaintiffs returned to court in January 2001, seeking an order directing compliance by the state with specific terms of the state settlement agreement. The areas of alleged noncompliance included the failure to implement a statewide child welfare management information system. After an August 2001 evidentiary hearing, the court granted the plaintiffs' motion in part, holding that the state had acted with insufficient diligence in implementing the information management system. Marisol A. ex re. Forbes v. Giuliani, 157 F. Supp. 2d 303 (S.D.N.Y. 2001). Judge Ward extended the term of the agreement in this area, and directed that the state file semi-annual reports with the plaintiffs until the Court determined that the state had fully complied with the relevant portions of the agreement.

Very little activity appears in the docket after that ruling. The state filed a report required by the settlement agreement in July 2008, and then there was nearly a 10-year gap. In 2017, the case was reassigned to Judge George Daniels and then Magistrate Judge Katharine H. Parker. Also, the New York State Office of Children and Family Services (“OCFS”) filed one of its required semi-annual reports stating that OCFS was taking reasonable efforts to develop and implement a diligent and sufficient information management system for child welfare needs.

A status conference was held on July 26, 2018. After that conference, the court issued an order relinquishing its jurisdiction over that portion of the settlement agreement on August 6. Since the other parts of the settlement had terminated in 2001, the case is now closed.

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Summary Authors

Alice Liu (5/19/2013)

Sean Whetstone (5/17/2018)

Alex Moody (4/12/2020)

People

For PACER's information on parties and their attorneys, see: https://www.courtlistener.com/docket/7458316/parties/marisol-a-v-rudolph-giuliani/

Judge(s)

Attorney for Plaintiff

Best, Landis (New York)

Attorney for Defendant

Bansal, Preeta D. (New York)

Belohlavek, Michael S. (New York)

Billet, Barbara G. (New York)

Expert/Monitor/Master/Other

Abrams, Floyd (New York)

Judge(s)

Daniels, George B. (New York)

Duffy, Kevin Thomas (New York)

Eaton, Douglas F. (New York)

Feinberg, Wilfred (New York)

Leval, Pierre Nelson (New York)

Parker, Katherine H. (New York)

Walker, John Mercer Jr. (New York)

Ward, Robert Joseph (New York)

Attorney for Plaintiff

Best, Landis (New York)

Brodsky, David M. (New York)

Curnin, Thomas F. (New York)

Dembrow, Ira J. (New York)

Falcone, Marc (New York)

Firestein, Rose E. (New York)

Freedman, Karen J. (New York)

Kimura, Rebecca Kim (New York)

Kirklin, John E. (New York)

Lambiase, Susan (New York)

Leffell, Daniel J. (New York)

Lerner, Gayle (New York)

Levine, Craig (New York)

Lowry, Marcia Robinson (New York)

Marcus, Carol A. (New York)

Murdock, Kim E. (New York)

Nothenberg, Shirim (New York)

Park, Anne Y. (New York)

Peters, Mark G. (New York)

Powell, Jeffrey K. (New York)

Shull, Robert (New York)

Stone, Martha (New York)

Vash, Serina (New York)

Velona, Jess A. (New York)

Attorney for Defendant

Bansal, Preeta D. (New York)

Belohlavek, Michael S. (New York)

Billet, Barbara G. (New York)

Bristow, William (New York)

Caputo, Francis F. (New York)

Connolly, Steven M. (New York)

Crotty, Paul Austin (New York)

Forte, Robert E. (New York)

Goldstein, Stephanie Freeman (New York)

Goodman, Grace (New York)

Hess, Michael D. (New York)

Hughes, Thomas D. (New York)

Kramer, Judith T. (New York)

Popkin, Michael S. (New York)

Rubin, Gail (New York)

Seidman, Phyllis (New York)

Sonnenshein, Larry A. (New York)

Spitzer, Eliot (New York)

Vacco, Dennis C. (New York)

Woods, John (New York)

Younkins, Ronald (New York)

Expert/Monitor/Master/Other

Abrams, Floyd (New York)

Buchalter, Samantha Leigh (New York)

Cook, Victoria (New York)

Davis, Richard J. (New York)

Drinane, Monica (New York)

Goldberg, Janet L. (New York)

Greenberg, Daniel L. (New York)

Lasdon, Douglas (New York)

McNally, Kay G. (New York)

Pumo, David (New York)

Rosenbloom, Nancy (New York)

Sherman, Jonathan (New York)

Wang, Mariann Meier (New York)

Wolff, Tobias B. (New York)

Yale, Harris J. (New York)

Attorney Contact Information via CourtListener

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Documents in the Clearinghouse

	Document
1:95-cv-10533	Docket [PACER]	Aug. 6, 2018	Aug. 6, 2018 Docket
1 1:95-cv-10533	Complaint for Declaratory and Injunctive Relief, Class Action	Dec. 13, 1995	Dec. 13, 1995 Complaint
34 1:95-cv-10533	Memorandum and Order	March 1, 1996	March 1, 1996 Order/Opinion 929 F.Supp. 660
45 1:95-cv-10533	Opinion	June 18, 1996	June 18, 1996 Order/Opinion 929 F.Supp. 662
48 1:95-cv-10533	Memorandum and Order	July 26, 1996	July 26, 1996 Order/Opinion 1996 WL 419887
51 1:95-cv-10533	Memorandum and Order	Aug. 12, 1996	Aug. 12, 1996 Order/Opinion 1996 WL 453099
96-09132	Opinion U.S. Court of Appeals for the Second Circuit	Dec. 10, 1996	Dec. 10, 1996 Order/Opinion 104 F.3d 524
97 1:95-cv-10533	Memorandum Decision	May 8, 1997	May 8, 1997 Order/Opinion 1997 WL 240597
96-01424	Ruling on Petition for Writ of Certiorari Supreme Court of the United States	May 12, 1997	May 12, 1997 Order/Opinion 520 U.S. 1211
110 1:95-cv-10533	Memorandum and Order	June 24, 1997	June 24, 1997 Order/Opinion 1997 WL 349951

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Resources

Title	Description		External URL Date / External URL
Marisol v. Giuliani National Center for Youth Law	Plaintiffs charged that New York City’s failure to care for and protect children in its custody (or those reported to be in danger of abuse and neglect), jeopardized their health, education, safety, …		https://youthlaw.org/...
Institutional Reform Litigation: Innovative Agreement Ends Marisol Litigation Ross Sandler and David Schoenbrod		Jan. 1, 1999	Jan. 1, 1999 None
The Marisol A. v. Giuliani Settlement: "Innovative Resolution" or "All-Out Disaster" Sarah Hultman Dunn		July 1, 2002	July 1, 2002 None

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Docket

See docket on RECAP: https://www.courtlistener.com/docket/7458316/marisol-a-v-rudolph-giuliani/

Last updated March 31, 2024, 3:14 a.m.

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ECF Number	Description	Date	Link Date / Link
1	COMPLAINT filed; Summons issued and Notice pursuant to 28 U.S.C. 636(c); FILING FEE $ 120 RECEIPT # 252080 (sc) (Entered: 12/14/1995)	Dec. 13, 1995	Dec. 13, 1995 Clearinghouse
	CASE REFERRED TO Judge Ward (sc)	Dec. 13, 1995	Dec. 13, 1995 PACER
2	NOTICE OF MOTION by Marisol A., Lawrence B., Thomas C., Shauna D., Ozzie E., Darren F., David F., Bill G., Victoria G., Brandon H., Stephen I. for class certification, Return date 1/4/96 (cd) (Entered: 12/20/1995)	Dec. 14, 1995	Dec. 14, 1995 PACER
3	MEMORANDUM by Marisol A., Lawrence B., Thomas C., Shauna D., Ozzie E., Darren F., David F., Bill G., Victoria G., Brandon H., Stephen I. in support of [2-1] motion for class certification (cd) (Entered: 12/20/1995)	Dec. 14, 1995	Dec. 14, 1995 PACER
	Case accepted as related to 78 Cv 0957. Notice of assignment to follow. (sc)	Dec. 21, 1995	Dec. 21, 1995 PACER
4	Notice of asg _ to Judge Robert J. Ward Copy of notice and judge's rules mailed to Attorney(s) of record: Karen J. Freedman, Marcia Robinson Lowry . (sc) (Entered: 12/21/1995)	Dec. 21, 1995	Dec. 21, 1995 PACER
5	Case Information Statement Addendum and Case Designation to a Magistrate Judge filed. Purs. to statement, it is suggested that the case be classified as unknown. Case is designated to Magistrate Judge Grubin. (sc) (Entered: 12/26/1995)	Dec. 26, 1995	Dec. 26, 1995 PACER
	Pre-trial conference held (emil)	Dec. 26, 1995	Dec. 26, 1995 PACER
6	NOTICE OF MOTION by Rudolph W. Giuliani, Marva Livingston Hammons, Kathryn Croft purs. to FRCP 12(b)(6), to dismiss portions of the First Cause of Action and the Second, Third, Fourth, Sixth, Seventh, and Eighth Causes of Action in the complaint in their entirety for failure to state a claim upon which relief can be granted, or, in the alternative declining to exercise pendant jurisdiction over, or abstaining from deciding, the Seventh and Eighth Causes of Action in the complaint, which are based on alleged violations of state law, Return date 2/12/96 (emil) (Entered: 02/05/1996)	Jan. 31, 1996	Jan. 31, 1996 PACER
7	MEMORANDUM by Rudolph W. Giuliani, Marva Livingston Hammons, Kathryn Croft in support of [6-1] motion purs. to FRCP 12(b)(6), to dismiss portions of the First Cause of Action and the Second, Third, Fourth, Sixth, Seventh, and Eighth Causes of Action in the complaint in their entirety for failure to state a claim upon which relief can be granted, [6-2] motion declining to exercise pendant jurisdiction over, or abstaining from deciding, the Seventh and Eighth Causes of Action in the complaint, which are based on alleged violations of state law (emil) (Entered: 02/05/1996)	Jan. 31, 1996	Jan. 31, 1996 PACER
8	MEMORANDUM by Rudolph W. Giuliani, Marva Livingston Hammons, Kathryn Croft in opposition to class certification (emil) (Entered: 02/05/1996)	Jan. 31, 1996	Jan. 31, 1996 PACER
9	NOTICE OF MOTION by Rudolph W. Giuliani et al (city defts) for an order modifying the TRO of 1/19/96, Return date 1/26/96 (cd) (Entered: 02/06/1996)	Feb. 5, 1996	Feb. 5, 1996 PACER
10	MEMORANDUM by Rudolph W. Giuliani etal (city defts) in support of [9-1] motion for an order modifying the TRO of 1/19/96 (cd) (Entered: 02/06/1996)	Feb. 5, 1996	Feb. 5, 1996 PACER
11	MEMORANDUM by Marisol A., Lawrence B., Thomas C., Shauna D., Ozzie E., Darren F., David F., Bill G., Victoria G., Brandon H., Stephen I. in opposition to [6-1] motion purs. to FRCP 12(b)(6), to dismiss portions of the First Cause of Action and the Second, Third, Fourth, Sixth, Seventh, and Eighth Causes of Action in the complaint in their entirety for failure to state a claim upon which relief can be granted, [6-2] motion declining to exercise pendant jurisdiction over, or abstaining from deciding, the Seventh and Eighth Causes of Action in the complaint, which are based on alleged violations of state law. Fld in night deposit on 2/5/96 on 7:51 p.m. (emil) (Entered: 02/07/1996)	Feb. 5, 1996	Feb. 5, 1996 PACER
12	MEMORANDUM by Marisol A., Lawrence B., Thomas C., Shauna D., Ozzie E., Darren F., David F., Bill G., Victoria G., Brandon H., Stephen I. in opposition to [6-1] motion purs. to FRCP 12(b)(6), to dismiss portions of the First Cause of Action and the Second, Third, Fourth, Sixth, Seventh, and Eighth Causes of Action in the complaint in their entirety for failure to state a claim upon which relief can be granted, [6-2] motion declining to exercise pendant jurisdiction over, or abstaining from deciding, the Seventh and Eighth Causes of Action in the complaint, which are based on alleged violations of state law (emil) (Entered: 02/09/1996)	Feb. 6, 1996	Feb. 6, 1996 PACER
13	NOTICE OF MOTION by George E. Pataki, Brian J. Wing purs. to Rule 12(b)(6) of the FRCP, to dismiss the complaint in part, Return date 2/12/96 (emil) (Entered: 02/15/1996)	Feb. 13, 1996	Feb. 13, 1996 PACER
14	MEMORANDUM by George E. Pataki, Brian J. Wing in support of [13-1] motion purs. to Rule 12(b)(6) of the FRCP, to dismiss the complaint in part (emil) (Entered: 02/15/1996)	Feb. 13, 1996	Feb. 13, 1996 PACER
15	MEMORANDUM by George E. Pataki, Brian J. Wing in opposition to [2-1] motion for class certification (emil) (Entered: 02/15/1996)	Feb. 13, 1996	Feb. 13, 1996 PACER
16	NOTICE OF MOTION by Rudolph W. Giuliani, Marva Livingston Hammons, Kathryn Croft purs. to FRCP 42(b), to bifurcate the discovery and trial of this action into two phases, or, in the alternative for a protective order purs. to FRCP 26(c) vacating Pltffs' Second Request for Production of Documents in its entirety, Return date 3/4/96 (emil) (Entered: 02/15/1996)	Feb. 14, 1996	Feb. 14, 1996 PACER
17	MEMORANDUM by Rudolph W. Giuliani, Marva Livingston Hammons, Kathryn Croft in support of [16-1] motion purs. to FRCP 42(b), to bifurcate the discovery and trial of this action into two phases, [16-2] motion for a protective order purs. to FRCP 26(c) vacating Pltffs' Second Request for Production of Documents in its entirety (emil) (Entered: 02/15/1996)	Feb. 14, 1996	Feb. 14, 1996 PACER
18	AFFIRMATION of Grace Goodman by Rudolph W. Giuliani, Marva Livingston Hammons, Kathryn Croft in support Re: [16-1] motion purs. to FRCP 42(b), to bifurcate the discovery and trial of this action into two phases, [16-2] motion for a protective order purs. to FRCP 26(c) vacating Pltffs' Second Request for of Documents in its entirety (emil) (Entered: 02/15/1996)	Feb. 14, 1996	Feb. 14, 1996 PACER
19	MEMORANDUM by Marisol A., Lawrence B., Thomas C., Shauna D., Ozzie E., Darren F., David F., Bill G., Victoria G., Brandon H., Stephen I. in opposition to [16-1] motion purs. to FRCP 42(b), to bifurcate the discovery and trial of this action into two phases, [16-2] motion for a protective order purs. to FRCP 26(c) vacating Pltffs' Second Request for Production of Documents in its entirety. Fld in night deposit on 2/20/96 at 10:47 p.m. (emil) (Entered: 02/22/1996)	Feb. 20, 1996	Feb. 20, 1996 PACER
20	REPLY MEMORANDUM by Marisol A., Lawrence B., Thomas C., Shauna D., Ozzie E., Darren F., David F., Bill G., Victoria G., Brandon H., Stephen I. in support re: [2-1] motion for class certification. Fld in night deposit on 2/20/96 at 10:48 p.m. (emil) (Entered: 02/22/1996)	Feb. 20, 1996	Feb. 20, 1996 PACER
21	AFFIDAVIT in support of Marcia Robinson Lowry by Marisol A., Lawrence B., Thomas C., Shauna D., Ozzie E., Darren F., David F., Bill G., Victoria G., Brandon H., Stephen I. Re: [20-1] reply memorandum. Fld in night deposit on 2/20/96 at 10:48 p.m. (emil) (Entered: 02/22/1996)	Feb. 20, 1996	Feb. 20, 1996 PACER
22	AFFIDAVIT (corrected copy) in support of Marcia Robinson Lowry by Marisol A., Lawrence B., Thomas C., Shauna D., Ozzie E., Darren F., David F., Bill G., Victoria G., Brandon H., Stephen I. Re: [20-1] reply memorandum. Fld in night deposit on 2/21/96 at 9:08 p.m. (emil) (Entered: 02/23/1996)	Feb. 21, 1996	Feb. 21, 1996 PACER
24	REPLY MEMORANDUM by George E. Pataki, Brian J. Wing in support re: [13-1] motion purs. to Rule 12(b)(6) of the FRCP, to the complaint in part (emil) (Entered: 02/23/1996)	Feb. 21, 1996	Feb. 21, 1996 PACER
23	REPLY MEMORANDUM by Rudolph W. Giuliani, Marva Livingston Hammons, Kathryn Croft in support re: [6-1] motion purs. to FRCP 12(b)(6), to dismiss portions of the First Cause of Action and the Second, Third, Fourth, Sixth, Seventh, and Eighth Causes of Action in the complaint in their entirety for failure to state a claim upon which relief can be granted, [6-2] motion declining to exercise pendant jurisdiction over, or abstaining from deciding, the Seventh and Eighth Causes of Action in the complaint, which are based on alleged violations of state law (emil) (Entered: 02/23/1996)	Feb. 22, 1996	Feb. 22, 1996 PACER
26	NOTICE OF MOTION by George E. Pataki, Brian J. Wing purs. to FRCP 42(b), to bifurcate the discovery and trial of this action into two phases, for a protective order purs. to FRCP 26(c) vacating pltff's Second Request for Production of Documents in its entirety, Return date 3/4/96. Affirmation in support attached. (emil) (Entered: 02/26/1996)	Feb. 23, 1996	Feb. 23, 1996 PACER
25	NOTICE OF REDESIGNATION OF A CIVIL CASE TO ANOTHER MAGISTRATE JUDGE. The above entitled action has been redesignated to Magistrate Judge Eaton. Please note that this is the reassignment of the designation only. Copy of notice mailed to Attorney(s) of record: Karen J. Freedman, Marcia Robinson Lowry . (sc) (Entered: 02/26/1996)	Feb. 26, 1996	Feb. 26, 1996 PACER
27	ORDER TO SHOW CAUSE; Show Cause Hearing set for 10:00 2/28/96 purs. to Rule 24 of the FRCP, for an order granting Court TV leave to intervene in this case for the limited purposes of (a) seeking to persuade this Court that Court TV may televise the 3/4/96 oral argument on pltffs' motion for class certification and defts' pretrial motions to dismiss and (b) obtaining the Court's written permission purs. to General Rule 7 of the Local Rules of this Court to televise the oral arguments scheduled for 3/4/96 ( signed by Judge John E. Sprizzo, Part I ); Copies mailed. (emil) (Entered: 02/26/1996)	Feb. 26, 1996	Feb. 26, 1996 PACER
28	MEMORANDUM by Court TV in support of [27-1] motion purs. to Rule 24 of the FRCP, for an order granting Court TV leave to intervene in this case for the limited purposes of (a) seeking to persuade this Court that Court TV may televise the 3/4/96 oral argument on pltffs' motion for class certification and defts' pretrial motions to dismiss and (b) obtaining the Court's written permission purs. to General Rule 7 of the Local Rules of this Court to televise the oral arguments scheduled for 3/4/96 (emil) (Entered: 02/26/1996)	Feb. 26, 1996	Feb. 26, 1996 PACER
29	Affidavit of Service of Order to Show Cause and supporting papers upon the following: NYC Law Dept. by Grace Goodman, Esq. 2/23/96; Office of NYS Atty. Gen., by Ronald Younkins on 2/23/96; Lawyers for Children, Inc. by Karen Freedman on 2/23/96; Children's Rights, Inc. by Robinson on 2/23/96. (emil) Modified on 02/27/1996 (Entered: 02/27/1996)	Feb. 26, 1996	Feb. 26, 1996 PACER
30	Affidavit of Service of Order to Show Cause and Letter of Jonathan Sherman dated 2/26/96 upon the following: Office of the Atty. Gen. by Ronald Younkins on 2/26/96; Lawyers for Children, Inc. by Karen Freedman on 2/26/96; Corp. Counsel of the City of NY by Grace Goodman on 2/26/96; Children's Rights, Inc. by Marcia Robinson Lowry on 2/26/96 (emil) (Entered: 02/28/1996)	Feb. 27, 1996	Feb. 27, 1996 PACER
	Motion hearing held re: [27-1] motion purs. to Rule 24 of the FRCP, for an order granting Court TV leave to intervene in this case for the limited purposes of (a) seeking to persuade this Court that Court TV may televise the 3/4/96 oral argument on pltffs' motion for class certification and defts' pretrial motions to dismiss and (b) obtaining the Court's written permission purs. to General Rule 7 of the Local Rules of this Court to televise the oral arguments scheduled for 3/4/96; decision reserved. (emil)	Feb. 28, 1996	Feb. 28, 1996 PACER
31	Reply affirmation of Grace Goodman by Rudolph W. Giuliani, Marva Livingston Hammons, Kathryn Croft in support of [16-1] motion purs. to FRCP 42(b), to bifurcate the discovery and trial of this action into two phases, [16-2] motion for a protective order purs. to FRCP 26(c) vacating Pltffs' Second Request for Production of Documents in its entirety (emil) (Entered: 02/29/1996)	Feb. 28, 1996	Feb. 28, 1996 PACER
32	REPLY MEMORANDUM by Rudolph W. Giuliani, Marva Livingston Hammons, Kathryn Croft in support re: [16-1] motion purs. to FRCP 42(b), to bifurcate the discovery and trial of this action into two phases, [16-2] motion for a protective order purs. to FRCP 26(c) vacating Pltffs' Second Request for of Documents in its entirety (emil) (Entered: 02/29/1996)	Feb. 28, 1996	Feb. 28, 1996 PACER
35	SUR-REPLY by Marisol A., Lawrence B., Thomas C., Shauna D., Ozzie E., Darren F., David F., Bill G., Victoria G., H., Stephen I. Re: in opposition to defts' motions to bifurcate this action and to stay class-wide discovery. (emil) (Entered: 03/04/1996)	Feb. 29, 1996	Feb. 29, 1996 PACER
33	DECLARATION of Lorna Bade Goodman in opposition by Rudolph W. Giuliani, Marva Livingston Hammons, Kathryn Croft [27-1] motion purs. to Rule 24 of the FRCP, for an order granting Court TV leave intervene in this case for the limited purposes of (a) seeking to persuade this Court that Court TV may televise the 3/4/96 oral argument on pltffs' motion for class certification and defts' pretrial motions to dismiss and obtaining the Court's written permission purs. to General Rule 7 of the Local Rules of this Court to televise the arguments scheduled for 3/4/96 (emil) (Entered: 03/01/1996)	March 1, 1996	March 1, 1996 PACER
34	MEMORANDUM & ORDER granting in part, mooting in part [27-1] motion purs. to Rule 24 of the FRCP, for an order granting Court leave to intervene in this case for the limited purposes of (a) seeking to persuade this Court that Court TV may televise the 3/4/96 oral argument on pltffs' motion for class certification and defts' pretrial motions to dismiss and (b) obtaining the Court's written permission purs. to General Rule 7 of the Local Rules of this Court to televise the oral arguments scheduled for 3/4/96, Inasmuch as the Court heard counsel for the Proposed Intervenor on 2/28/96, the portion of the motion seeking to intervene is moot. For the reasons stated in this Order, the portion of the motion seeking to televise the March 4 Argument is granted ( signed by Judge Robert J. Ward ); Copies mailed (emil) (Entered: 03/04/1996)	March 1, 1996	March 1, 1996 Clearinghouse
	Memo endorsed on Order to Show Cause, doc. #27; motion disposed of in accordance w/ memorandum and order filed herewith ( signed by Judge Robert J. Ward ); Copies mailed. (emil)	March 1, 1996	March 1, 1996 PACER
36	NOTICE of attorney appearance (as co-counsel) for Marisol A., Lawrence B., Thomas C., Shauna D., Ozzie E., Darren F., David F., Bill G., Victoria G., Brandon H., Stephen I. by Thomas F. (emil) (Entered: 03/04/1996)	March 1, 1996	March 1, 1996 PACER
	Motion hearing re: [26-1] motion purs. to FRCP 42(b), to bifurcate the discovery and trial of this action into two phases, [26-2] motion for a protective order purs. to FRCP 26(c) vacating pltff's Second Request for Production of Documents in its entirety, [16-1] motion purs. to FRCP 42(b), to bifurcate the discovery and trial of this action into two phases, [16-2] motion for a protective order purs. to FRCP 26(c) vacating Pltffs' Second Request for Production of Documents in its entirety, [13-1] motion purs. to Rule 12(b)(6) of the FRCP, to dismiss the complaint in part, [6-1] motion purs. to FRCP 12(b)(6), to dismiss portions of the First Cause of Action and the Second, Third, Fourth, Sixth, Seventh, and Eighth Causes of Action in the complaint in their entirety for failure to state a claim upon which relief can be granted, [6-2] motion declining to exercise pendant jurisdiction over, or abstaining from deciding, the Seventh and Eighth Causes of Action in the complaint, which are based on alleged violations of state law, [2-1] motion for class certification (emil)	March 4, 1996	March 4, 1996 PACER
37	AFFIRMATION of Grace Goodman by Rudolph W. Giuliani, Marva Livingston Hammons, Kathryn Croft Re: to suggest on the record the death of pltff "Lawrence B." (emil) (Entered: 03/06/1996)	March 5, 1996	March 5, 1996 PACER
38	Order that case be referred to the Clerk of Court for assignment to a Magistrate Judge for Discovery Disputes only when Dist. Judge is unavailable ( signed by Judge Robert J. Ward ) Referred to Magistrate Judge Douglas F. Eaton (emil) (Entered: 03/08/1996)	March 7, 1996	March 7, 1996 PACER
39	ORDER, Nicholas Scoppetta, in his official capacity as Commissioner of the New York City Administration for Children's Services, is substituted as a deft for Kathryn Croft. The NYC Child Welfare Administration having been renamed the NYC Administration for Children's Services, effective 2/12/96, all references in the parties' submissions to either the Child Welfare Administration or the Administration for Children's Services shall be considered inclusive ( signed by Judge Robert J. Ward ); Copies mailed (emil) (Entered: 03/12/1996)	March 12, 1996	March 12, 1996 PACER
	Pre-trial conference held (emil)	March 21, 1996	March 21, 1996 PACER
40	Letter filed dated 4/9/96 re change of address of Children's Rights, Inc., counsel for pltffs. (emil) Modified on 04/11/1996 (Entered: 04/11/1996)	April 10, 1996	April 10, 1996 PACER
41	Letter filed by Marisol A., Lawrence B., Thomas C., Shauna D., Ozzie E., Darren F., David F., Bill G., Victoria G., Brandon H., Stephen I. dated 4/29/96 re new telephone number for Children's Rights, Inc., counsel for pltff. (emil) (Entered: 05/03/1996)	May 1, 1996	May 1, 1996 PACER
42	Transcript of record of proceedings filed for dates of 3/21/96 (emil) (Entered: 05/09/1996)	May 8, 1996	May 8, 1996 PACER
43	Transcript of record of proceedings filed for dates of 2/28/96 (emil) (Entered: 05/09/1996)	May 8, 1996	May 8, 1996 PACER
44	PROTECTIVE ORDER, regarding procedures that will govern the handling of individually-identifying information (as detailed in this order) ( signed by Judge Robert J. Ward ); Copies mailed (emil) (Entered: 05/15/1996)	May 14, 1996	May 14, 1996 PACER
45	MEMORANDUM OPINION #76777 denying [16-1] motion purs. to FRCP 42(b), to bifurcate the discovery and trial of this action into two phases; denying [13-1] motion purs. to Rule 12(b)(6) of the FRCP, to dismiss the complaint in part; denying [6-1] motion purs. to FRCP 12(b)(6), to dismiss portions of the First Cause of Action and the Second, Third, Fourth, Sixth, Seventh, and Eighth Causes of Action in the complaint in their entirety for failure to state a claim upon which relief can be granted; granting [2-1] motion for class certification, defts' motions to dismiss are denied to the extent that (1) custodial pltffs may pursue their substantive due process claims based on alleged violations of their right to be free from harm and all pltffs may pursue their procedural due process claims based on alleged violations of various provision of New York's Child Protective Services laws, codified at Title 6 of Article 6 of the New York Social Services Law; (2) pltffs may pursue their federal statutory claims based on the Adoption Assistance and Child Welfare Act, including the provision herein referred to as the Multiethnic Placement Act, the Child Abuse Prevention and Treatment Act, the Americans w/ Disabilities Act, and the Rehabilitation Act; and (3) pltffs may pursue their state law claims ( Signed by Judge Robert J. Ward ); Copies mailed. (emil) (Entered: 06/19/1996)	June 18, 1996	June 18, 1996 Clearinghouse
	Memo endorsed on motion; denying [6-1] motion purs. to FRCP 12(b)(6), to dismiss portions of the First Cause of Action and the Second, Third, Fourth, Sixth, Seventh, and Eighth Causes of Action in the complaint in their entirety for failure to state a claim upon which relief can be granted, denying [6-2] motion declining to exercise pendant jurisdiction over, or abstaining from deciding, the Seventh and Eighth Causes of Action in the complaint, which are based on alleged violations of state law ( signed by Judge Robert J. Ward ); Copies mailed. (emil)	June 18, 1996	June 18, 1996 PACER
	Memo endorsed on motion; denying [16-1] motion purs. to FRCP 42(b), to bifurcate the discovery and trial of this action into two phases, denying [16-2] motion for a protective order purs. to FRCP 26(c) vacating Pltffs' Second Request for Production of Documents in its entirety ( signed by Judge Robert J. Ward ); Copies mailed. (emil)	June 18, 1996	June 18, 1996 PACER
	Memo endorsed on motion; denying [13-1] motion purs. to Rule 12(b)(6) of the FRCP, to dismiss the complaint in part ( signed by Judge Robert J. Ward ); Copies mailed. (emil)	June 18, 1996	June 18, 1996 PACER
	Memo endorsed on motion; granting [2-1] motion for class certification ( signed by Judge Robert J. Ward ); Copies mailed. (emil)	June 18, 1996	June 18, 1996 PACER
	Pre-trial conference held (emil)	July 3, 1996	July 3, 1996 PACER
46	ORDER, regarding resolution of the following motions: City and State defts' motions to dismiss, that the court decline to exercise its supplemental jurisdiction, that pltff's state law claims be deemed nonjusticiable, and that the court abstain; City defts' motion to bifurcate the proceedings; and pltffs' motion for class certification ( signed by Judge Robert J. Ward ); Copies mailed (emil) (Entered: 07/05/1996)	July 3, 1996	July 3, 1996 PACER
47	Transcript of record of proceedings filed for dates of 3/4/96 (emil) (Entered: 07/11/1996)	July 9, 1996	July 9, 1996 PACER
48	MEMORANDUM & ORDER, the City defts' application purs. to 28 USC 1292(b) for certification for interlocutory appeal of this Court's order certifying this case as a class action is granted ( signed by Judge Robert J. Ward ); Copies mailed (emil) (Entered: 07/26/1996)	July 26, 1996	July 26, 1996 Clearinghouse
49	STIPULATION, extending time for City and State defts to Answer to the complaint is extended to 8/16/96, reset answer due for 8/16/96 for Nicholas Scoppetta, for Brian J. Wing, for George E. Pataki, for Marva Livingston Hammons, for Rudolph W. Giuliani ( signed by Judge Robert J. Ward ). (kg) (Entered: 08/02/1996)	Aug. 2, 1996	Aug. 2, 1996 PACER
50	STIPULATION and ORDER, the parties to this action agree that the State Defts are deemed to have joined in the City Defts' application to certify the Court's Order, dated 7/3/96, for immediate appeal purs. to 28 USC 1292(b); and the State Defts shall have leave, along w/ the City Defts, to pursue said interlocutory appeal, under the terms of the Court's Order, dated 7/26/96, granting the City Defts' application. The State Defts participation in that Order shall be nunc pro tunc, and no deadline established by the Court's 7/26/96 Order shall be extended by virtue of this Stip ( signed by Judge Robert J. Ward ). (emil) (Entered: 08/08/1996)	Aug. 7, 1996	Aug. 7, 1996 PACER
	Pre-trial conference held (emil)	Aug. 8, 1996	Aug. 8, 1996 PACER
51	MEMORANDUM & ORDER, defts' application purs. to 28 USC 1292(b) for certification for interlocutory appeal of this Court's order certifying this case as a class action is granted. Upon their consent, defts are directed to file their petition for permission to appeal w/ the clerk of the court of appeals within three business days from the date of this order ( signed by Judge Robert J. Ward ); Copies mailed (emil) (Entered: 08/12/1996)	Aug. 12, 1996	Aug. 12, 1996 Clearinghouse
52	ANSWER to Complaint by Rudolph W. Giuliani, Marva Livingston Hammons, Nicholas Scoppetta (Attorney Grace Goodman) (emil) (Entered: 08/19/1996)	Aug. 16, 1996	Aug. 16, 1996 PACER
53	NOTICE by Marisol A., Lawrence B., Thomas C., Shauna D., Ozzie E., Darren F., David F., Bill G., Victoria G., Brandon H., Stephen I. to take deposition of NYC Administration for Children's Services on 9/9/96; subpoena(s) issued. (emil) (Entered: 08/21/1996)	Aug. 20, 1996	Aug. 20, 1996 PACER
54	NOTICE by Marisol A., Lawrence B., Thomas C., Shauna D., Ozzie E., Darren F., David F., Bill G., Victoria G., Brandon H., Stephen I. to take deposition of Dept. of Social Services of the State of NY on 9/5/96; subpoena(s) issued. (emil) (Entered: 08/21/1996)	Aug. 20, 1996	Aug. 20, 1996 PACER
55	ANSWER to Complaint by George E. Pataki, Brian J. Wing (Attorney Michael S. Popkin) (emil) (Entered: 08/23/1996)	Aug. 20, 1996	Aug. 20, 1996 PACER
56	NOTICE OF MOTION by Rudolph W. Giuliani, Marva Livingston Hammons purs. to FRCP 62 and 26(c), for a stay of classwide discovery pending determination of the appeal of this Court's order granting certification of a class, Return date 9/24/96. Declaration in support attached. (emil) (Entered: 09/10/1996)	Sept. 9, 1996	Sept. 9, 1996 PACER
57	MEMORANDUM by Rudolph W. Giuliani, Marva Livingston Hammons in support of [56-1] motion purs. to FRCP 62 and 26(c), for a stay of classwide discovery pending determination of the appeal of this Court's order granting certification of a class (emil) (Entered: 09/10/1996)	Sept. 9, 1996	Sept. 9, 1996 PACER
58	True Copy of Order from the USCA as to George E. Pataki, Brian J. Wing RE: Motion for leave to appeal under 28 U.S.C. 1292 (b): It is hereby ordered that the motion be and it hereby is granted. (96-9134). GEORGE LANGE III, Clerk, U.S.C.A. (Construed as a Notice of Appeal. Fee paid $105.00 on 9/11/96, Receipt # E270377). (em) Modified on 09/12/1996 (Entered: 09/12/1996)	Sept. 11, 1996	Sept. 11, 1996 PACER
59	True Copy of Order from the USCA as to Nicholas Scoppetta RE: Motion for permission to appeal pursuant to 28 U.S.C. 1292(b). It is hereby ordered that the motion be and it hereby is granted. (96-9132 and 96-8036). (Construed as a Notice of Appeal). GEORGE LANGE III, Clerk, U.S.C.A. (em) (Entered: 09/24/1996)	Sept. 24, 1996	Sept. 24, 1996 PACER
60	MEMORANDUM by Marisol A., Lawrence B., Thomas C., Shauna D., Ozzie E., Darren F., David F., Bill G., Victoria G., Brandon H., Stephen I. in opposition to [56-1] motion purs. to FRCP 62 and 26(c), for a stay of classwide discovery pending determination of the appeal of this Court's order granting certification of a class (emil) (Entered: 10/04/1996)	Oct. 2, 1996	Oct. 2, 1996 PACER
61	Transcript of record of proceedings filed for dates of 8/8/96 (emil) (Entered: 10/08/1996)	Oct. 7, 1996	Oct. 7, 1996 PACER
62	NOTICE OF MOTION by The New York City Chapter of the National Association of Social Workers for an order allowing The NYC Chapter of the Nat'l Association of Social Workers to appear as an amicus curiae in this action, Return date 11/1/96 (emil) (Entered: 10/09/1996)	Oct. 8, 1996	Oct. 8, 1996 PACER
63	MEMORANDUM by NYC Chapter of the Nat'l Association of Social Workers in support of [62-1] motion for an order allowing The NYC Chapter of the Nat'l Association of Social Workers to appear as an amicus curiae in this action (emil) (Entered: 10/09/1996)	Oct. 8, 1996	Oct. 8, 1996 PACER
64	DECLARATION of Deborah K. Shepherd on behalf of NYC Chapter of the Nat'l Association of Social Worker in support [62-1] motion for an order allowing The NYC Chapter of the Nat'l Association of Social Workers to appear as an amicus curiae in this action (emil) (Entered: 10/09/1996)	Oct. 8, 1996	Oct. 8, 1996 PACER
	Pre-trial conference held (emil)	Oct. 9, 1996	Oct. 9, 1996 PACER
65	REPLY MEMORANDUM by Rudolph W. Giuliani, Marva Livingston Hammons in support re: [56-1] motion purs. to FRCP 62 and 26(c), for stay of classwide discovery pending determination of the appeal of this Court's order granting certification of a class. (Received in unit for docketing on 10/16/96 from 500 Pearl St.) (emil) (Entered: 10/16/1996)	Oct. 9, 1996	Oct. 9, 1996 PACER
	Memo endorsed on motion; denying [56-1] motion purs. to FRCP 62 and 26(c), for a stay of classwide discovery pending determination of the appeal of this Court's order granting certification of a class, discovery shall proceed in accordance w/ the oral direction of the Court as set forth in open court ( signed by Judge Robert J. Ward ); Copies mailed. (emil)	Oct. 10, 1996	Oct. 10, 1996 PACER
66	Letter filed addressed to Judge Ward from Terrence J. Galligan, dated 10/11/96 re withdrawal of NYC NASW's motion and supporting memorandum filed on 10/8/96 (emil) Modified on 10/16/1996 (Entered: 10/16/1996)	Oct. 16, 1996	Oct. 16, 1996 PACER
67	Letter filed addressed to Judge Ward from Craig Levine dated 10/15/96 re request that the Court enter a stip & order regarding letters to be added to the record (emil) (Entered: 10/16/1996)	Oct. 16, 1996	Oct. 16, 1996 PACER
68	Letter filed addressed to Judge Ward from Grace Goodman, dated 4/5/96 re: response to pltff's letter dated 4/2/96, concerning the deceased pltff Lawrence B (emil) (Entered: 10/17/1996)	Oct. 16, 1996	Oct. 16, 1996 PACER
	Memo endorsed on motion; withdrawing [62-1] motion for an order allowing The NYC Chapter of the Nat'l Association of Social Workers to appear as an amicus curiae in this action ( signed by Judge Robert J. Ward ); Copies mailed. (emil)	Oct. 16, 1996	Oct. 16, 1996 PACER
69	Notice that the original record on appeal has been certified and transmitted to the U.S. Court of Appeals (emil) (Entered: 10/30/1996)	Oct. 28, 1996	Oct. 28, 1996 PACER
70	Copy of Letter addressed to Judge Ward from Steven M. Conolly, dated 2/13/96. (Docketed as Stip & Order of Judge Ward) (emil) (Entered: 11/12/1996)	Nov. 8, 1996	Nov. 8, 1996 PACER
	Pre-trial conference held (emil)	Nov. 22, 1996	Nov. 22, 1996 PACER
71	Transcript of record of proceedings filed for dates of 10/9/96 (emil) (Entered: 12/02/1996)	Dec. 2, 1996	Dec. 2, 1996 PACER
	Pre-trial conference held (emil)	Dec. 16, 1996	Dec. 16, 1996 PACER
72	Transcript of record of proceedings before Judge Ward filed for dates of 11/22/96 (ls) (Entered: 01/02/1997)	Jan. 2, 1997	Jan. 2, 1997 PACER
73	Filed Memo-Endorsement on letter to USMJ, Francis from dated 12/26/96, In Re: extending time....pltff shall answer by 1/31/97 and defts may reply by 2/14/97. Pltff shall send copies of all correspondence to defts' counsel ( signed by Magistrate Judge James C. Francis IV ) (kg) (Entered: 01/06/1997)	Jan. 3, 1997	Jan. 3, 1997 PACER
74	STIPULATION and ORDER, extending time to 1/31/97 for defts to respond to pltffs' Second Requests for Admissions ( signed by Judge Robert J. Ward ). (emil) (Entered: 01/17/1997)	Jan. 17, 1997	Jan. 17, 1997 PACER
75	STIPULATION and ORDER, a jointly selected Case Review Team, agreed upon by the parties, is appointed by the Court to conduct a case record review. The Case Review Team consists of the Center for the Study of Social Policy, the United Way of New York City, and a designee of the NYS Dept. of Social Services who shall act w/ absolute neutrality in the conduct of this case record review and not as a representative of the state defts ( signed by Judge Robert J. Ward ). (emil) (Entered: 01/29/1997)	Jan. 29, 1997	Jan. 29, 1997 PACER
76	Transcript of record of proceedings filed for dates of 12/16/96 (emil) (Entered: 02/10/1997)	Feb. 7, 1997	Feb. 7, 1997 PACER
	Pre-trial conference held (emil)	Feb. 11, 1997	Feb. 11, 1997 PACER
77	STIPULATION and ORDER, inadvertent production of any documents that would be subject to a claim of privilege will not be deemed a waiver of that privilege, and the party receiving such a document shall return it promptly upon its identification as privileged, without making a copy ( signed by Judge Robert J. Ward ). (emil) (Entered: 02/25/1997)	Feb. 24, 1997	Feb. 24, 1997 PACER
	Pre-trial conference held (emil)	March 7, 1997	March 7, 1997 PACER
78	SCHEDULING ORDER: Discovery cutoff 10/1/97; Joint Pretrial Order or motion(s) for summary judgment to be submitted on or before 10/31/97; in the event any pltff fails to comply w/ the Court's direction, or to seek an extension by timely application, the Court on its own motion will dismiss pltff's claim for lack of prosecution. In the event that any deft fails to comply w/ this or any subsequent scheduling order or to seek an extension by timely application, the deft's answer will be stricken, and the Court shall enter appropriate injunctive relief in favor of pltffs and against such deft upon a default judgment ( signed by Judge Robert J. Ward ); Copies mailed (emil) (Entered: 03/11/1997)	March 10, 1997	March 10, 1997 PACER
79	ORDER, the Clerk of the Court is to accept the funds (for case record review) for deposit and subsequently transfer them to the CRIS, interest bearing account in the name of "Marisol v. Giuliani Case Record Review". The Clerk of the Court shall deduct from the income on the investment a fee not exceeding the fee authorized by the Judicial Conference of the U.S. and set by the Director of the Administrative Office equal to 10% of the income earned for deduction in the investment so held without further order of the Court. Withdrawal of the funds may only be effected by further order of this Court ( signed by Judge Robert J. Ward ); Copies mailed. Sent to Cashier's Office on 3/11/97. (emil) (Entered: 03/11/1997)	March 10, 1997	March 10, 1997 PACER
80	STIPULATION and ORDER, regarding the integrity of records included in the joint case record review. ( signed by Judge Robert J. Ward ). (kg) (Entered: 03/14/1997)	March 14, 1997	March 14, 1997 PACER

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Case Details

State / Territory: New York

Case Type(s):

Child Welfare

Special Collection(s):

Multi-LexSum (in sample)

Key Dates

Filing Date: Dec. 13, 1995

Closing Date: Aug. 6, 2018

Case Ongoing: No

Plaintiffs

Plaintiff Description:

All children who are in the custody of the New York City Child Welfare Administration ("CWA"), and those children who, while not in the custody of CWA, are at risk of neglect or abuse and whose status is known or should be known to CWA.

Plaintiff Type(s):

Private Plaintiff

Attorney Organizations:

Children's Rights, Inc.

Filed Pro Se: No

Class Action Sought: Yes

Class Action Outcome: Granted

Defendants

Mayor of the City of New York, City

Governor of the State of New York, State

New York City Administration of Children’s Services, City

New York State Office of Children and Family Services, State