Case: Missouri Protection and Advocacy Services, Inc. v. Sunrise Senior Living Management, Inc

4:11-cv-01921 | U.S. District Court for the Eastern District of Missouri

Filed Date: Nov. 4, 2011

Closed Date: Jan. 18, 2012

Clearinghouse coding complete

Case Summary

This case is about Missouri Protection and Advocacy agency’s access authority, specifically the applicability of HIPAA to P&A records access. The lawsuit began when plaintiff, Missouri Protection and Advocacy Services, received a complaint that Jane Doe, a resident at Sunrise Senior Living Management, had been the victim of abuse and neglect. After the death of Jane Doe, plaintiff requested records from Doe's primary physician, specifically relating to hospice care and her diagnoses. Defendant'…

This case is about Missouri Protection and Advocacy agency’s access authority, specifically the applicability of HIPAA to P&A records access.

The lawsuit began when plaintiff, Missouri Protection and Advocacy Services, received a complaint that Jane Doe, a resident at Sunrise Senior Living Management, had been the victim of abuse and neglect. After the death of Jane Doe, plaintiff requested records from Doe's primary physician, specifically relating to hospice care and her diagnoses. Defendant's attorneys refused to provide the requested documents absent a court order. In response to the refusal, on November 4, 2011, plaintiff filed a complaint in the U.S. District Court for the Eastern District of Missouri against Sunrise Senior Living Management Inc. Plaintiff alleged that defendant violated the Protection and Advocacy for Individuals with Mental Illness Act (PAIMI Act) when it refused to provide documents related to the death of a former Sunrise resident with a mental illness. Plaintiff sought injunctive and declaratory relief to gain access to the requested records and an award of reasonable attorney’s fees and expenses. Judge E. Richard Webber presided over this matter. 

On January 4, 2012, defendant filed a Motion for a HIPAA Qualified Protective Order. Plaintiff filed its response on January 11, 2012, with three main claims. First, plaintiff asserted that HIPAA did not conflict with and is not applicable to plaintiff's access rights under the PAIMI Act because HIPAA regulations allow providers to disclose PHI if disclosure is required by law. Further, the U.S. Department of Health and Human Services published a bulletin stating that the PAIMI Act does not conflict with HIPAA. Second, there was no legal guardian, conservator, or representative to authorize disclosure under the PAIMI Act. Because guardianships and conservatorships terminate at death under Missouri law, Jane Doe no longer had a guardian to authorize disclosure under the PAIMI Act. Third, a protective order is not necessary because plaintiff was bound by its own confidentiality requirements.

On January 18, 2012, plaintiff filed a Notice of Voluntary Dismissal. The reasons for the dismissal are unknown at this time. All claims were dismissed. 

Summary Authors

NDRN (7/5/2024)

People

For PACER's information on parties and their attorneys, see: https://www.courtlistener.com/docket/12919642/parties/missouri-protection-and-advocacy-services-inc-v-sunrise-senior-living/


Judge(s)

Webber, E. Richard (Missouri)

Attorney for Plaintiff

Grossmann, Matthew L. (Missouri)

Attorney for Defendant

Dugan, Timothy P. (Missouri)

Mellow, Mary Anne (Missouri)

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Documents in the Clearinghouse

Document
1

4:11-cv-01921

Complaint

Nov. 4, 2011

Nov. 4, 2011

Complaint
10

4:11-cv-01921

Memorandum in Opposition to Defendant's Motion for HIPAA Qualified Protective Order

Jan. 11, 2012

Jan. 11, 2012

Pleading / Motion / Brief

Docket

See docket on RECAP: https://www.courtlistener.com/docket/12919642/missouri-protection-and-advocacy-services-inc-v-sunrise-senior-living/

Last updated April 28, 2024, 3:08 a.m.

ECF Number Description Date Link Date / Link
1

COMPLAINT against defendant Sunrise Senior Living Management, Inc. with receipt number 0865-3004037, in the amount of $350 Non-Jury Demand,, filed by Missouri Protection and Advocacy Services, Inc.. (Attachments: # 1 Civil Cover Sheet, # 2 Original Filing Form, # 3 Waiver of Service)(Grossmann, Matthew) (Entered: 11/04/2011)

1 Civil Cover Sheet

View on PACER

2 Original Filing Form

View on PACER

3 Waiver of Service

View on PACER

Nov. 4, 2011

Nov. 4, 2011

Clearinghouse
2

DISCLOSURE OF CORPORATION INTERESTS CERTIFICATE by Plaintiff Missouri Protection and Advocacy Services, Inc.. Parent companies: na, Subsidiaries: na, Publicly held company: na,. (Grossmann, Matthew) (Entered: 11/04/2011)

Nov. 4, 2011

Nov. 4, 2011

PACER

Case Opening Notification: Waivers issued 1 at 60 days. Judge Assigned: E. Richard Webber, U.S. District Judge. (DLB)

Nov. 4, 2011

Nov. 4, 2011

PACER
3

WAIVER OF SERVICE Returned Executed filed by Missouri Protection and Advocacy Services, Inc. Sunrise Senior Living Management, Inc. waiver signed on 11/10/2011, answer due 1/9/2012. (Grossmann, Matthew) (Entered: 11/18/2011)

Nov. 18, 2011

Nov. 18, 2011

PACER
4

ENTRY of Appearance by Timothy P. Dugan for Defendant Sunrise Senior Living Management, Inc.. (Dugan, Timothy) (Entered: 12/15/2011)

Dec. 15, 2011

Dec. 15, 2011

PACER
5

ENTRY of Appearance by Mary Anne Mellow for Defendant Sunrise Senior Living Management, Inc.. (Mellow, Mary Anne) (Entered: 12/15/2011)

Dec. 15, 2011

Dec. 15, 2011

PACER
6

Corporate Disclosure Statement by Defendant Sunrise Senior Living Management, Inc.. (Mellow, Mary Anne) (** This event was filed as a motion. Court has termed the motion and modified the text**) Modified on 12/16/2011 (KJS). (Entered: 12/15/2011)

Dec. 15, 2011

Dec. 15, 2011

PACER
7

ANSWER to 1 Complaint, by Sunrise Senior Living Management, Inc..(Mellow, Mary Anne) (Entered: 01/04/2012)

Jan. 4, 2012

Jan. 4, 2012

PACER
8

MOTION for Protective Order HIPAA Qualified by Defendant Sunrise Senior Living Management, Inc.. (Attachments: # 1 Exhibit Findings of Fact, # 2 Text of Proposed Order Proposed Order)(Mellow, Mary Anne) (Entered: 01/04/2012)

Jan. 4, 2012

Jan. 4, 2012

PACER
9

RULE 16 ORDER This case is assigned to Track: 2-Standard Joint Scheduling Plan due by 1/19/2012. Rule 16 Conference set for 1/26/2012 08:30 AM before Honorable E. Richard Webber. Signed by Honorable E. Richard Webber on 1/5/12. (KJS) (Entered: 01/05/2012)

Jan. 5, 2012

Jan. 5, 2012

PACER
10

MEMORANDUM in Opposition re 8 MOTION for Protective Order HIPAA Qualified filed by Plaintiff Missouri Protection and Advocacy Services, Inc.. (Grossmann, Matthew) (Entered: 01/11/2012)

Jan. 11, 2012

Jan. 11, 2012

Clearinghouse
11

Docket Text ORDER: Motion for Protective Order 8 will be addressed directly after the Rule 16 Conference to be held in this matter on January 26, 2012, at 8:30 a.m. Any Reply by Defendant relating to the pending Motion shall be filed no later than January 23, 2012. Both hearings will be held in Courtroom 17 South. So Ordered by Judge E. Richard Webber. (BABS) (Entered: 01/18/2012)

Jan. 18, 2012

Jan. 18, 2012

PACER
12

NOTICE of Voluntary Dismissal by Missouri Protection and Advocacy Services, Inc. (Grossmann, Matthew) (Entered: 01/18/2012)

Jan. 18, 2012

Jan. 18, 2012

PACER
13

Docket Text ORDER: The Court has reviewed the Notice of Voluntary Dismissal 12 signed by counsel for all parties. All claims are dismissed without prejudice with each party to bear their own costs and attorney fees. So Ordered by Judge E. Richard Webber. (BABS) (Entered: 01/18/2012)

Jan. 18, 2012

Jan. 18, 2012

PACER

Case Details

State / Territory: Missouri

Case Type(s):

Disability Rights

Key Dates

Filing Date: Nov. 4, 2011

Closing Date: Jan. 18, 2012

Case Ongoing: No

Plaintiffs

Plaintiff Description:

Missouri P&A

Plaintiff Type(s):

Non-profit religious organization

Non-profit NON-religious organization

Attorney Organizations:

NDRN/Protection & Advocacy Organizations

Public Interest Lawyer: Yes

Filed Pro Se: No

Class Action Sought: No

Class Action Outcome: Not sought

Defendants

Sunrise Living Management Inc., Private Entity/Person

Case Details

Causes of Action:

Protection and Advocacy for Individuals with Mental Illness (PAIMI) Act, 42 U.S.C. § 10801

Available Documents:

Trial Court Docket

Complaint (any)

Outcome

Prevailing Party: Plaintiff

Nature of Relief:

Injunction / Injunctive-like Settlement

Source of Relief:

Settlement

Form of Settlement:

Voluntary Dismissal

Issues

Disability and Disability Rights:

Disability, unspecified

P&A access authority

P&A Associational Standing