Case: Hope v. Pelzer

2:96-cv-02968 | U.S. District Court for the Northern District of Alabama

Filed Date: Nov. 14, 1996

Closed Date: 2005

Clearinghouse coding complete

Case Summary

On November 14, 1996, a prisoner in Alabama's Limestone Correctional Facility, represented by private counsel, filed a complaint in the United States District Court for the Northern District of Alabama seeking damages under 42 U.S.C. §1983. The plaintiff complained that he had been subjected to cruel and unusual punishment, and to due process violations by the defendant correctional officers. According to the complaint, defendants handcuffed plaintiff to a hitching post, an outdoor restrainin…

On November 14, 1996, a prisoner in Alabama's Limestone Correctional Facility, represented by private counsel, filed a complaint in the United States District Court for the Northern District of Alabama seeking damages under 42 U.S.C. §1983. The plaintiff complained that he had been subjected to cruel and unusual punishment, and to due process violations by the defendant correctional officers. According to the complaint, defendants handcuffed plaintiff to a hitching post, an outdoor restraining bar, in the sun, with little water and irregular bathroom breaks, causing him physical injury (sunburn, chafing, muscle strain and dehydration) and mental trauma and emotional distress. After the parties filed sworn affidavits and reports at the court's request, the case was dismissed on March 24, 2000, by U.S. District Judge H. Dean Buttram, who adopted the March 10, 2000, Report and Recommendation of U.S. Magistrate Judge John E. Ott. Judge Ott had found that the defendants had qualified immunity for their conduct. (The District Court did not address the due process claim, as the plaintiff had not signed that portion of his pleadings.)

Plaintiff appealed to the Eleventh Circuit Court of Appeals, which affirmed the dismissal on qualified immunity grounds on February 2, 2001; however, reaching the constitutional question, the appellate opinion also found that the defendants' conduct did violate the Eighth Amendment's ban on cruel and unusual punishment to the extent that the period of restraint, without regular water and restroom breaks, exceeded the time "required to address an immediate threat or danger." Hope v. Pelzer, 240 F. 3d 975, 982 (11th Cir. 2001) (Judge Stanley F. Birch, Jr.).

On January 2, 2002, the U.S. Supreme Court granted certiorari. Hope v. Pelzer, 534 U.S. 1120 (2002). The ACLU, the United States and several states filed amici curiae briefs on the merits. The Supreme Court issued its decision on June 27, 2002. In an opinion by Justice John Paul Stevens, the Court held that the prison guards' handcuffing of an already-subdued plaintiff to the hitching post subjected him to cruel and unusual punishment in violation of the Eighth Amendment, and that the state prison guards were not shielded by qualified immunity, given the existence of binding Eleventh Circuit precedent, of their state correctional department's applicable regulation, and of a prior Department of Justice report informing the corrections department of constitutional infirmity in its use of the hitching post. Hope v. Pelzer, 536 U.S. 730 (2002). Justice Clarence Thomas, joined by Chief Justice William Rehnquist and Justice Antonin Scalia, dissented.

Subsequently, on August 20, 2004, plaintiff's counsel filed an amended complaint in the District Court , which sought (1) a declaratory judgment that the defendants' conduct violated the plaintiff's rights under the Eighth Amendment of the U.S. Constitution, (2) a permanent injunction to preclude future similar violations, (3) compensatory, punitive and nominal damages, and (4) payment (pursuant to 42 U.S.C. §1988) of plaintiff's attorneys' fees and reasonable expenses. After a hearing, a defense motion for summary judgment was denied by the District Court (Judge Karon Owen Bowdre) on September 28, 2005. In her Order, Judge Bowdre ruled that the plaintiff's request for declaratory and injunctive relief had been mooted, but the damages and individual liability claims still raised disputed questions of fact.

On November 8, 2005, after the plaintiff completed his case in chief at trial, Judge Bowdre granted the defendants' motion for judgment as a matter of law, ruling that individual liability of the three named defendants had not been proven, given that no evidence established that any defendant acted with deliberate indifference or was aware of a substantial risk of serious harm.

Summary Authors

Mike Fagan (4/8/2008)

People

For PACER's information on parties and their attorneys, see: https://www.courtlistener.com/docket/5308738/parties/hope-v-pelzer/


Judge(s)

Birch, Stanley F. Jr. (Georgia)

Bowdre, Karon O. (Alabama)

Breyer, Stephen Gerald (District of Columbia)

Buttram, H. Dean Jr. (Alabama)

Attorney for Plaintiff
Attorney for Defendant
Expert/Monitor/Master/Other

Brown, Mark R. (Ohio)

show all people

Documents in the Clearinghouse

Document

01-00309

Supreme Court Docket

Supreme Court of the United States

March 21, 2002

March 21, 2002

Docket

00-12150

USCA Docket (PACER)

U.S. Court of Appeals for the Eleventh Circuit

Oct. 15, 2002

Oct. 15, 2002

Docket

2:96-cv-02968

Docket (PACER)

Hope, et al v. Pelzer, et al

May 4, 2006

May 4, 2006

Docket
47

2:96-cv-02968

Memorandum Opinion [Re: Dismissal]

March 24, 2000

March 24, 2000

Order/Opinion

2000 WL 35501948

00-12150

[Order Affirming District Court]

U.S. Court of Appeals for the Eleventh Circuit

Feb. 2, 2001

Feb. 2, 2001

Order/Opinion

240 F.3d 975

01-00309

Granting Writ of Certiorari

Supreme Court of the United States

Jan. 4, 2002

Jan. 4, 2002

Order/Opinion

534 U.S. 1073

01-00209

Amended Grant of Writ of Certiorari

Supreme Court of the United States

Jan. 29, 2002

Jan. 29, 2002

Order/Opinion

534 U.S. 1120

01-00309

[Opinion]

Supreme Court of the United States

June 27, 2002

June 27, 2002

Order/Opinion

536 U.S. 730

00-12150

[Order]

U.S. Court of Appeals for the Eleventh Circuit

Sept. 12, 2002

Sept. 12, 2002

Order/Opinion

304 F.3d 1331

77

2:96-cv-02968

Amended and Substituted Complaint and Jury Demand

Larry Hope v. Mark Pelzer, Keith Gates, and and Gene McClaran

Aug. 20, 2004

Aug. 20, 2004

Complaint

Resources

Docket

See docket on RECAP: https://www.courtlistener.com/docket/5308738/hope-v-pelzer/

Last updated Jan. 3, 2026, 5:42 a.m.

ECF Number Description Date Link Date / Link
1

Complaint

Nov. 14, 1996

Nov. 14, 1996

2

Affidavit

Nov. 14, 1996

Nov. 14, 1996

3

Order

Nov. 21, 1996

Nov. 21, 1996

Filing Fee Received

Dec. 11, 1996

Dec. 11, 1996

4

Order

Dec. 31, 1996

Dec. 31, 1996

5

Order

Jan. 7, 1997

Jan. 7, 1997

Filing Fee Received

Jan. 9, 1997

Jan. 9, 1997

Filing Fee Received

Feb. 10, 1997

Feb. 10, 1997

6

Motion to Amend/Correct

Feb. 19, 1997

Feb. 19, 1997

7

Motion to Amend/Correct

Feb. 25, 1997

Feb. 25, 1997

8

Motion for Extension of Time to File Answer

Feb. 27, 1997

Feb. 27, 1997

9

Order

Feb. 28, 1997

Feb. 28, 1997

10

Motion to Compel

March 10, 1997

March 10, 1997

Filing Fee Received

March 10, 1997

March 10, 1997

11

Answer to Complaint

March 24, 1997

March 24, 1997

12

Order

April 7, 1997

April 7, 1997

13

Order

April 7, 1997

April 7, 1997

14

Order

April 7, 1997

April 7, 1997

15

Order

April 9, 1997

April 9, 1997

Filing Fee Received

April 14, 1997

April 14, 1997

16

Response to Motion

April 24, 1997

April 24, 1997

17

Answer to Complaint

April 24, 1997

April 24, 1997

18

Motion for Entry of Default

May 6, 1997

May 6, 1997

Filing Fee Received

May 6, 1997

May 6, 1997

19

Order

May 20, 1997

May 20, 1997

20

Order

May 21, 1997

May 21, 1997

Filing Fee Received

June 11, 1997

June 11, 1997

21

Motion for Entry of Default

June 26, 1997

June 26, 1997

Filing Fee Received

July 14, 1997

July 14, 1997

22

Order

July 22, 1997

July 22, 1997

Summons Issued

July 22, 1997

July 22, 1997

23

Summons Returned Executed

July 24, 1997

July 24, 1997

Filing Fee Received

Aug. 6, 1997

Aug. 6, 1997

24

Notice (Other)

Aug. 13, 1997

Aug. 13, 1997

25

Motion for Entry of Default

Aug. 21, 1997

Aug. 21, 1997

26

Answer to Complaint

Sept. 2, 1997

Sept. 2, 1997

27

Order

Oct. 14, 1997

Oct. 14, 1997

28

Order

Oct. 14, 1997

Oct. 14, 1997

29

Appearance Through Counsel

Oct. 17, 1997

Oct. 17, 1997

30

Response to Motion

Oct. 17, 1997

Oct. 17, 1997

31

Description not available

Oct. 17, 1997

Oct. 17, 1997

PHV Fee Paid

Oct. 22, 1997

Oct. 22, 1997

32

Affidavit

Nov. 3, 1997

Nov. 3, 1997

33

Response to Motion

Nov. 3, 1997

Nov. 3, 1997

34

Order

Nov. 5, 1997

Nov. 5, 1997

Order

April 10, 1998

April 10, 1998

35

Order

Nov. 19, 1998

Nov. 19, 1998

37

Response to Motion

Feb. 19, 1999

Feb. 19, 1999

36

Order

Feb. 22, 1999

Feb. 22, 1999

38

Brief

Nov. 26, 1999

Nov. 26, 1999

39

Motion to Stay

Dec. 29, 1999

Dec. 29, 1999

40

Brief

Dec. 29, 1999

Dec. 29, 1999

41

Complaint

March 8, 2000

March 8, 2000

42

Brief

March 8, 2000

March 8, 2000

43

Brief

March 8, 2000

March 8, 2000

44

Order

March 10, 2000

March 10, 2000

45

Order on Report and Recommendations

March 10, 2000

March 10, 2000

46

Objection to Report and Recommendations

March 20, 2000

March 20, 2000

47

MEMORANDUM opinion filed ( by Judge H D. Buttram ) cm (Former Employee)

March 24, 2000

March 24, 2000

RECAP
48

Order

March 24, 2000

March 24, 2000

49

Notice of Appeal

April 24, 2000

April 24, 2000

USCA Appeal Fees

April 24, 2000

April 24, 2000

USCA Case Number

May 2, 2000

May 2, 2000

USCA Appeal Fees

May 10, 2000

May 10, 2000

50

Order

May 26, 2000

May 26, 2000

Appeal Record Sent to USCA

July 11, 2000

July 11, 2000

USCA Notice of Docketing ROA

July 11, 2000

July 11, 2000

51

USCA Order

May 17, 2001

May 17, 2001

Appeal Record Sent to USCA

March 13, 2002

March 13, 2002

52

Order

Sept. 17, 2002

Sept. 17, 2002

53

USCA Order

Oct. 17, 2002

Oct. 17, 2002

Order

Oct. 17, 2002

Oct. 17, 2002

USCA Notice of Docketing Record on Appeal

Nov. 26, 2002

Nov. 26, 2002

54

Order

Dec. 2, 2002

Dec. 2, 2002

55

Notice (Other)

Jan. 6, 2003

Jan. 6, 2003

56

Order

Jan. 7, 2003

Jan. 7, 2003

57

Motion for Miscellaneous Relief

April 24, 2003

April 24, 2003

58

Order on Motion for Order to Show Cause

April 28, 2003

April 28, 2003

59

Response to Motion

May 2, 2003

May 2, 2003

Order

Oct. 20, 2003

Oct. 20, 2003

61

Request for Production of Documents

Jan. 21, 2004

Jan. 21, 2004

60

Order

Jan. 22, 2004

Jan. 22, 2004

Remark

Jan. 26, 2004

Jan. 26, 2004

62

Request for Production of Documents

Feb. 3, 2004

Feb. 3, 2004

Remark

Feb. 4, 2004

Feb. 4, 2004

63

Order

June 21, 2004

June 21, 2004

64

Notice (Other)

June 30, 2004

June 30, 2004

65

Request for Production of Documents

July 7, 2004

July 7, 2004

66

Order

July 14, 2004

July 14, 2004

67

Motion to Continue

July 16, 2004

July 16, 2004

68

Order

July 19, 2004

July 19, 2004

69

Order

July 21, 2004

July 21, 2004

70

Notice (Other)

July 26, 2004

July 26, 2004

71

Objection to Report and Recommendations

July 27, 2004

July 27, 2004

72

Order

Aug. 5, 2004

Aug. 5, 2004

73

Motion to Amend/Correct

Aug. 9, 2004

Aug. 9, 2004

74

Brief

Aug. 9, 2004

Aug. 9, 2004

75

Objection to Report and Recommendations

Aug. 16, 2004

Aug. 16, 2004

76

Order

Aug. 20, 2004

Aug. 20, 2004

77

Complaint

Aug. 20, 2004

Aug. 20, 2004

RECAP

Case Details

State / Territory:

Alabama

Case Type(s):

Prison Conditions

Special Collection(s):

Multi-LexSum (in sample)

Key Dates

Filing Date: Nov. 14, 1996

Closing Date: 2005

Case Ongoing: No

Plaintiffs

Plaintiff Description:

Prisoner who was detained at Limestone Correctional Facility and was subjected to abuse by their staff, including being handcuffed to a hitching post with no water or bathroom breaks for several hours.

Public Interest Lawyer: Yes

Filed Pro Se: Yes

Class Action Sought: No

Class Action Outcome: Not sought

Defendants

Alabama Department of Corrections, State

Limestone Correctional Facility in the Northern District of Alabama (Montgomery), State

Facility Type(s):

Government-run

Case Details

Causes of Action:

42 U.S.C. § 1983

Constitutional Clause(s):

Cruel and Unusual Punishment

Due Process

Other Dockets:

Northern District of Alabama 2:96-cv-02968

Supreme Court of the United States 01-00309

U.S. Court of Appeals for the Eleventh Circuit 00-12150

Supreme Court of the United States 01-00209

Available Documents:

Any published opinion

Complaint (any)

Trial Court Docket

U.S. Supreme Court merits opinion

Outcome

Prevailing Party: Defendant

Relief Granted:

None

Source of Relief:

None

Issues

General/Misc.:

Assault/abuse by staff

Disciplinary procedures

Affected Sex/Gender(s):

Male

Jails, Prisons, Detention Centers, and Other Institutions:

Assault/abuse by non-staff (facilities)

Assault/abuse by staff (facilities)

Restraints (physical)