Case: Augst-Johnson v. Morgan Stanley & Co.

1:06-cv-01142 | U.S. District Court for the District of District of Columbia

Filed Date: June 22, 2006

Closed Date: Oct. 26, 2007

Clearinghouse coding complete

Case Summary

On June 22, 2006, female financial advisers employed by Morgan Stanley, a financial services firm, filed this class action complaint in the U.S. District Court for the District of Columbia under Title VII and the Age Discrimination in Employment Act (ADEA), alleging that Morgan Stanley had a systemic pattern and practice of discriminating against female employees in compensation, promotions, and other areas. Specifically, the plaintiffs alleged that Morgan Stanley discriminated against them in promotions, compensation, business, referrals, training, mentoring, and partnership agreements. The complaint requested to certify a class of "[a]ll women employed by Morgan Stanley as financial advisers at any time between August 5, 2003 and the present." Represented by private counsel, the plaintiffs sought: a declaratory judgment; front pay, benefits, back pay, compensatory and punitive damages; liquidated damages for the ADEA claim to the individual plaintiffs; injunctive relief barring Morgan Stanley from engaging in discriminatory practices and compelling them to develop new policies; and attorneys' fees, experts' fees, and costs.

On April 24, 2007, the plaintiffs filed a motion for preliminary approval of class action settlement agreement. They filed two revised settlement agreements on July 11 and July 17, respectively. On October 1, 2007, the plaintiffs requested final approval of the settlement.

On October 26, 2007, District Judge Richard W. Roberts certified the class, approved the settlement agreement, and approved attorneys' fees and costs. The Court retained jurisdiction over administration of the settlement. The plaintiff class was defined as “all women who were employed as Financial Advisors or Registered Financial Advisor Trainees in the Global Wealth Management Group of Morgan Stanley & Co. Incorporated (“Morgan Stanley”) or its predecessor(s) at any time from August 5, 2003 through June 30, 2007.”

The agreement contained a five-year enforcement period and required the defendant to pay $46 million, $32.5 million of which was allocated for class members' claims and $13.5 million for attorneys' fees, costs as well as monitoring and compliance. A special master was appointed to determine class members' awards based on their contributions to the defendant's business, the discrimination they faced, and other factors according to a formula detailed in the settlement.

The injunctive relief included distribution of an anti-harassment policy to all employees; posting positions on an internal job bank; establishing objective promotion and hiring criteria; implementing diversity training; revising the "power ranking" system that ranks financial advisors' production; changing account distribution and referral policies; implementing a complaint process; and other changes. The parties also agreed to appoint a diversity monitor who would report semi-annually to class counsel and to appoint industrial psychologists to develop programs to recruit and promote more women.

Only September 19, 2011, the parties jointly proposed to seek transfer of a related case from the Northern District of California to this court for consideration of a proposed consolidated settlement agreement. Judge Roberts approved the consolidation on December 8, 2011 and administratively closed Amochaev v. Citigroup Global Markets Inc. [Case No. C-051298 (PJH)]. The parties filed a consolidated settlement agreement on June 22, 2012.

On February 15, 2013, Judge Roberts approved the consolidated class action settlement agreement. The class from the second case was defined as “all women employed as Financial Advisors in (i) the United States branches of Smith Barney’s retail brokerage division at any time from August 30, 2003 forward or (ii) the California branches of Smith Barney’s retail brokerage division at any time from June 25, 2003 forward.” Other terms of the consolidated settlement agreement were similar to the one from before, except that the consolidated agreement added the following: developing a computerized system to generate mail notification of new entry level positions; making recommendations for programs to increase the participation of women; reporting quarterly on efforts in areas of sourcing, recruiting, mentoring a diverse workforce, etc. This settlement agreement was binding on the parties until October 1, 2015.

On September 29, 2015, the plaintiffs moved to extend the consolidated settlement agreement for two additional years because the original agreement was set to expire on September 30, 2015. On April 6, 2016, the case was reassigned to Judge Colleen Kollar-Kotelly because Judge Roberts has retired. Judge Kollar-Kotelly granted the motion to extend the settlement agreement, which was effective October 1, 2015 through September 30, 2017.

There has been no docket activity since the deadline passed, so this case is presumably closed.

show full summary

Summary Authors

Eric Weiler (7/3/2010)

Sichun Liu (5/25/2019)

People

For PACER's information on parties and their attorneys, see: https://www.courtlistener.com/docket/4205069/parties/augst-johnson-v-morgan-stanley-dw-inc/

Judge(s)

Attorney for Plaintiff

Beard, Kelly (Georgia)

Bornstein, Lisa M. (District of Columbia)

Dermody, Kelly M. (California)

Eardley, Ellen L. (District of Columbia)

Attorney for Defendant

Dichter, Mark S. (Pennsylvania)

Judge(s)

Kollar-Kotelly, Colleen (District of Columbia)

Roberts, Richard W. (District of Columbia)

Robinson, Deborah A. (District of Columbia)

Attorney for Plaintiff

Beard, Kelly (Georgia)

Bornstein, Lisa M. (District of Columbia)

Dermody, Kelly M. (California)

Eardley, Ellen L. (District of Columbia)

Farrell, Sandi (District of Columbia)

Finberg, James M. (California)

Klein, Adam T. (New York)

Mehri, Cyrus (District of Columbia)

Moody, Christopher M. (New Mexico)

Skalet, Steven A. (District of Columbia)

Sprenger, Steve M (District of Columbia)

Thompson, Mara R (Minnesota)

Warner, Whitney (New Mexico)

Attorney for Defendant

Dichter, Mark S. (Pennsylvania)

Speights, Grace E (District of Columbia)

Turnbull, Kenneth J. (New York)

Attorney Contact Information via CourtListener

show all people

Documents in the Clearinghouse

	Document
1:06-cv-01142	Docket [PACER] Augst-Johnson v. Morgan Stanley & Company	April 7, 2016	April 7, 2016 Docket
1 1:06-cv-01142	Complaint Augst-Johnson v. Morgan Stanley	June 22, 2006	June 22, 2006 Complaint 2006 WL 2304554
16 1:06-cv-01142	Order Granting Joint Emergency Application For An Injunction Augst-Johnson v. Morgan Stanley & Company	April 6, 2007	April 6, 2007 Order/Opinion
20 1:06-cv-01142	Settlement Agreement Augst-Johnson v. Morgan Stanley & Company	April 23, 2007	April 23, 2007 Settlement Agreement
19 1:06-cv-01142	Amended Complaint Augst-Johnson v. Morgan Stanley & Company	April 24, 2007	April 24, 2007 Complaint
33 1:06-cv-01142	Joint Motion for Final Approval of Class Action Settlement Augst-Johnson v. Morgan Stanley & Company	Oct. 1, 2007	Oct. 1, 2007 Pleading / Motion / Brief
43 1:06-cv-01142	Final Order Certifying Class, Approving Settlement Agreement, Approving Award Of Attorneys Fees And Costs, And Dismissing Action Subject To The Court's Continuing Jurisdiction Augst-Johnson v. Morgan Stanley & Company	Oct. 26, 2007	Oct. 26, 2007 Order/Opinion
51 1:06-cv-01142	Memorandum Order [Granting Class Member's Motion To Opt Out Of Class] Augst-Johnson v. Morgan Stanley	Jan. 3, 2008	Jan. 3, 2008 Order/Opinion 247 F.R.D. 25
71-1 1:06-cv-01142	Morgan Stanley Smith Barney, LLC Consolidated Settlement Agreement	June 22, 2012	June 22, 2012 Settlement Agreement
77-2 1:06-cv-01142	Stipulation to Extend Consolidation Settlement Agreement	Sept. 29, 2015	Sept. 29, 2015 Pleading / Motion / Brief

show / hide documents

Docket

See docket on RECAP: https://www.courtlistener.com/docket/4205069/augst-johnson-v-morgan-stanley-dw-inc/

Last updated April 6, 2025, 1:13 p.m.

ECF Number	Description	Date	Link Date / Link
1	COMPLAINT against MORGAN STANLEY DW, INC. (Filing fee $ 350) filed by CHERYL GUISTINIANO, LAURIE BLACKBURN, JOANNE AUGUST-JOHNSON, NANCY REEVES, DEBRA SHAW.(jf, ) (Entered: 06/23/2006)	June 22, 2006	June 22, 2006 Clearinghouse
	SUMMONS Not Issued as to MORGAN STANLEY DW, INC. (jf, )	June 22, 2006	June 22, 2006 PACER
	Summons (1) Issued as to MORGAN STANLEY DW, INC.. (jf, )	June 23, 2006	June 23, 2006 PACER
2	MOTION for Leave to Appear Pro Hac Vice :Attorney Name- Mara R. Thompson, Christopher M. Moody & Whitney Warner. :Address- 310 Fourth Avenue S., Minneapolis, MN 55415 & 4169 Montgomery Blvd. NE, Albuquerque, NM 87109. Phone No. - 612-871-8910 and 505-944-0033. Fax No. - 612-871-9270 and 505-944-0034 by CHERYL GUISTINIANO, LAURIE BLACKBURN, JOANNE AUGUST-JOHNSON, NANCY REEVES, DEBRA SHAW. (Attachments: # 1 Declaration of Mara R. Thompson# 2 Declaration of Christopher M. Moody# 3 Declaration of Whitney Warner# 4 Text of Proposed Order)(Sprenger, Steven) (Entered: 07/07/2006) 1 Declaration of Mara R. Thompson View on RECAP 2 Declaration of Christopher M. Moody View on RECAP 3 Declaration of Whitney Warner View on RECAP 4 Text of Proposed Order View on RECAP	July 7, 2006	July 7, 2006 RECAP
3	ADDITIONAL ATTACHMENT Certificate of Service by CHERYL GUISTINIANO, LAURIE BLACKBURN, JOANNE AUGUST-JOHNSON, NANCY REEVES, DEBRA SHAW 2 MOTION for Leave to Appear Pro Hac Vice :Attorney Name- Mara R. Thompson, Christopher M. Moody & Whitney Warner. :Address- 310 Fourth Avenue S., Minneapolis, MN 55415 & 4169 Montgomery Blvd. NE, Albuquerque, NM 87109. Phone No. - 612-871-8910 and 505 filed by DEBRA SHAW,, JOANNE AUGUST-JOHNSON,, NANCY REEVES,, CHERYL GUISTINIANO,, LAURIE BLACKBURN,. (Sprenger, Steven) (Entered: 07/07/2006)	July 7, 2006	July 7, 2006 RECAP
4	Joint MOTION for Leave to Appear and Set Status Conference by CHERYL GUISTINIANO, LAURIE BLACKBURN, MORGAN STANLEY DW, INC., JOANNE AUGUST-JOHNSON, NANCY REEVES, DEBRA SHAW. (Attachments: # 1 Text of Proposed Order)(Sprenger, Steven). (Entered: 07/07/2006) 1 Text of Proposed Order View on RECAP	July 7, 2006	July 7, 2006 RECAP
	MINUTE ORDER: It is hereby ORDERED that plaintiffs' motion 2 regarding admissions pro hac vice be, and hereby is, GRANTED. Mara R. Thompson, Christopher M. Moody, and Whitney Warner are admitted pro hac vice in this action. Issued by Judge Richard W. Roberts on 7/25/2006. (EHS)	July 25, 2006	July 25, 2006 PACER
5	MOTION for Leave to Appear Pro Hac Vice :Attorney Name- Mark S. Dichter and Kenneth J. Turnbull. :Address- Morgan, Lewis & Bockius LLP, 1701 Market St., Philadelphia, PA 19103/Morgan, Lewis & Bockius LLP, 101 Park Avenue, New York, New York 10178. Phone No. - 215-962-5291/212-309-6055. Fax No. - 215-963-5001/212-309-6001 by MORGAN STANLEY DW, INC.. (Attachments: # 1 Exhibit Exhibit A - Declaration of Mark S. Dichter# 2 Exhibit Exhibit B - Declaration of Kenneth J. Turnbull# 3 Text of Proposed Order # 4 Certificate of Service)(Speights, Grace) (Entered: 08/03/2006) 1 Exhibit Exhibit A - Declaration of Mark S. Dichter View on RECAP 2 Exhibit Exhibit B - Declaration of Kenneth J. Turnbull View on RECAP 3 Text of Proposed Order View on RECAP 4 Certificate of Service View on RECAP	Aug. 3, 2006	Aug. 3, 2006 RECAP
6	Consent MOTION for Extension of Time to Respond to the Complaint by MORGAN STANLEY DW, INC.. (Attachments: # 1 Text of Proposed Order # 2 Certificate of Service)(Speights, Grace) (Entered: 08/08/2006) 1 Text of Proposed Order View on RECAP 2 Certificate of Service View on RECAP	Aug. 8, 2006	Aug. 8, 2006 RECAP
7	ORDER granting 6 Motion for Extension of Time to answer complaint to 11/1/06.. Signed by Judge Richard W. Roberts on 8/10/06. (lin, ) (Entered: 08/15/2006)	Aug. 15, 2006	Aug. 15, 2006 RECAP
	Set/Reset Deadlines: Answer due by 11/1/2006. (lin, )	Aug. 15, 2006	Aug. 15, 2006 PACER
	Set/Reset Deadlines: Answer due by 11/1/2006. (lin, )	Aug. 18, 2006	Aug. 18, 2006 PACER
	MINUTE ORDER: It is hereby ORDERED that defendant's motion 5 for leave to permit Mark S. Dichter and Kenneth J. Turnbull to appear pro hac vice be, and hereby is, GRANTED. Issued by Judge Richard W. Roberts on 8/28/2006. (EHS)	Aug. 28, 2006	Aug. 28, 2006 PACER
8	NOTICE of Change of Address by Cyrus Mehri (Mehri, Cyrus) (Entered: 10/23/2006)	Oct. 23, 2006	Oct. 23, 2006 RECAP
	NOTICE of Hearing: Settlement Conference set for 11/13/2006 09:30 AM in Courtroom 4 before Magistrate Judge Deborah A. Robinson. (lin, )	Nov. 3, 2006	Nov. 3, 2006 PACER
	CASE REFERRED to Magistrate Judge Deborah A. Robinson for Settlement Conference at November 13 at 9:30am. (jsc)	Nov. 6, 2006	Nov. 6, 2006 PACER
9	ANSWER to Complaint by MORGAN STANLEY DW, INC.. Related document: 1 Complaint filed by DEBRA SHAW,, NANCY REEVES,, CHERYL GUISTINIANO,, LAURIE BLACKBURN,, JOANNE AUGST-JOHNSON,.(Speights, Grace) (Entered: 11/13/2006)	Nov. 13, 2006	Nov. 13, 2006 RECAP
10	LCvR 7.1 - CERTIFICATE OF DISCLOSURE of Corporate Affiliations and Financial Interests by MORGAN STANLEY DW, INC. (Speights, Grace) (Entered: 11/13/2006)	Nov. 13, 2006	Nov. 13, 2006 RECAP
	Minute Entry for proceedings held before Magistrate Judge Deborah A. Robinson : Settlement Conference held on 11/13/2006. Status Conference set for 1/23/2007 11:00 AM in Courtroom 4 before Magistrate Judge Deborah A. Robinson. (EW)	Nov. 13, 2006	Nov. 13, 2006 PACER
11	STATUS REPORT (Joint) by CHERYL GUISTINIANO, LAURIE BLACKBURN, MORGAN STANLEY DW, INC., JOANNE AUGST-JOHNSON, NANCY REEVES, DEBRA SHAW. (Speights, Grace) (Entered: 11/16/2006)	Nov. 16, 2006	Nov. 16, 2006 RECAP
12	ORDER that the parites shall continue to engage in their effort to reach a settlemtnt in this action.. Signed by Magistrate Judge Deborah A. Robinson on 11/17/06. (lm ) (Entered: 11/17/2006)	Nov. 17, 2006	Nov. 17, 2006 RECAP
	Set Hearing: Status Conference set for 1/30/2007 @ 09:30 AM in Courtroom 4 before Magistrate Judge Deborah A. Robinson. (mm)	Nov. 17, 2006	Nov. 17, 2006 PACER
	Minute Entry for proceedings held before Magistrate Judge Deborah A. Robinson : Settlement Conference held on 1/30/2007. (EW)	Jan. 30, 2007	Jan. 30, 2007 PACER
13	STATUS REPORT (JOINT) by CHERYL GUISTINIANO, LAURIE BLACKBURN, MORGAN STANLEY DW, INC., JOANNE AUGST-JOHNSON, NANCY REEVES, DEBRA SHAW. (Speights, Grace) (Entered: 02/26/2007)	Feb. 26, 2007	Feb. 26, 2007 RECAP
	MINUTE ORDER: Based on the parties' most recent status report 13, it is hereby ORDERED that the parties be, and hereby are, DIRECTED to file another joint status report by April 12, 2007, unless settlement documents are submitted for review before then. Issued by Judge Richard W. Roberts on 2/27/2007. (EHS)	Feb. 27, 2007	Feb. 27, 2007 PACER
14	Emergency MOTION for Permanent Injunction (Joint) by CHERYL GUISTINIANO, LAURIE BLACKBURN, MORGAN STANLEY DW, INC., JOANNE AUGST-JOHNSON, NANCY REEVES, DEBRA SHAW (Attachments: # 1 Text of Proposed Order # 2 Declaration of Mark S. Dichter (and attached exhibits)# 3 Declaration of Cyrus Mehri)(Speights, Grace) (Entered: 04/06/2007) 1 Text of Proposed Order View on RECAP 2 Declaration of Mark S. Dichter (and attached exhibits) View on RECAP 3 Declaration of Cyrus Mehri View on RECAP	April 6, 2007	April 6, 2007 RECAP
15	ERRATA To Joint Emergency Application For An Injunction by CHERYL GUISTINIANO, LAURIE BLACKBURN, MORGAN STANLEY DW, INC., JOANNE AUGST-JOHNSON, NANCY REEVES, DEBRA SHAW 14 Emergency MOTION for Permanent Injunction (Joint)Emergency MOTION for Permanent Injunction (Joint) filed by CHERYL GUISTINIANO, JOANNE AUGST-JOHNSON, LAURIE BLACKBURN, NANCY REEVES, MORGAN STANLEY DW, INC., DEBRA SHAW. (Attachments: # 1 Declaration of Mark S. Dichter With Corrected Exhibits A and B)(Speights, Grace) (Entered: 04/06/2007) 1 Declaration of Mark S. Dichter With Corrected Exhibits A and B View on RECAP	April 6, 2007	April 6, 2007 RECAP
16	ORDER granting Joint Emergency Motion 14 for an Injunction. Signed by Judge Richard W. Roberts on 4/6/07. (lcrwr3) (Entered: 04/06/2007)	April 6, 2007	April 6, 2007 Clearinghouse
17	STATUS REPORT (JOINT) by CHERYL GUISTINIANO, LAURIE BLACKBURN, MORGAN STANLEY DW, INC., JOANNE AUGST-JOHNSON, NANCY REEVES, DEBRA SHAW. (Speights, Grace) (Entered: 04/12/2007)	April 12, 2007	April 12, 2007 RECAP
18	STIPULATION /Defendant's Consent to Plaintiffs' Filing of Amended Complaint by MORGAN STANLEY DW, INC.. (Attachments: # 1 Exhibit Amended Complaint)(Speights, Grace) (Entered: 04/24/2007) 1 Exhibit Amended Complaint View on RECAP	April 24, 2007	April 24, 2007 RECAP
19	AMENDED COMPLAINT against MORGAN STANLEY & CO. INCORPORATED filed by JAN TYLER, ERMA TARANTINO, ELIZABETH REINKE, CHERYL GUISTINIANO, LAURIE BLACKBURN, JOANNE AUGST-JOHNSON, NANCY REEVES, DEBRA SHAW.(nmw, ) (Entered: 04/24/2007)	April 24, 2007	April 24, 2007 Clearinghouse
20	Joint MOTION Preliminary Approval by CHERYL GUISTINIANO, LAURIE BLACKBURN, JOANNE AUGST-JOHNSON, NANCY REEVES, DEBRA SHAW (Attachments: # 1 Exhibit Exhibit 1: Settlement Agreement# 2 Exhibit A to Settlement Agreement# 3 Exhibit B to Settlement Agreement# 4 Exhibit C to Settlement Agreement# 5 Exhibit D to Settlement Agreement# 6 Declaration of Steven M. Sprenger# 7 Exhibit A to Declaration of Steven M. Sprenger# 8 Declaration of Cyrus Mehri# 9 Declaration of Joanne Augst-Johnson# 10 Declaration of Nancy Reeves# 11 Declaration of Debra Shaw# 12 Declaration of Jan Tyler# 13 Declaration of Cheryl Giustiniano# 14 Declaration of Laurie Blackburn# 15 Delcaration of Erna Tarantino# 16 Declaration of Elizabeth Reinke# 17 Proposed Order)(Sprenger, Steven) (Entered: 04/24/2007) 1 Exhibit Exhibit 1: Settlement Agreement View on RECAP 2 Exhibit A to Settlement Agreement View on RECAP 3 Exhibit B to Settlement Agreement View on RECAP 4 Exhibit C to Settlement Agreement View on RECAP 5 Exhibit D to Settlement Agreement View on RECAP 6 Declaration of Steven M. Sprenger View on RECAP 7 Exhibit A to Declaration of Steven M. Sprenger View on RECAP 8 Declaration of Cyrus Mehri View on RECAP 9 Declaration of Joanne Augst-Johnson View on RECAP 10 Declaration of Nancy Reeves View on RECAP 11 Declaration of Debra Shaw View on RECAP 12 Declaration of Jan Tyler View on RECAP 13 Declaration of Cheryl Giustiniano View on RECAP 14 Declaration of Laurie Blackburn View on RECAP 15 Delcaration of Erna Tarantino View on RECAP 16 Declaration of Elizabeth Reinke View on RECAP 17 Proposed Order View on RECAP	April 24, 2007	April 24, 2007 Clearinghouse
21	MOTION for Attorney Fees by JAN TYLER, ERMA TARANTINO, CHERYL GUISTINIANO, ELIZABETH REINKE, LAURIE BLACKBURN, JOANNE AUGST-JOHNSON, NANCY REEVES, DEBRA SHAW (Attachments: # 1 Memorandum in Support of Joint Motion for Preliminary Approval of Class Action Settlement and Class Counsel's Motion for Award of Attorneys' Fees and Expenses)(Sprenger, Steven) (Entered: 04/24/2007) 1 Memorandum in Support of Joint Motion for Preliminary Approval of Class Action View on RECAP	April 24, 2007	April 24, 2007 RECAP
22	MEMORANDUM re 20 Joint MOTION Preliminary Approval filed by CHERYL GUISTINIANO, JOANNE AUGST-JOHNSON, LAURIE BLACKBURN, NANCY REEVES, DEBRA SHAW by JAN TYLER, ERMA TARANTINO, CHERYL GUISTINIANO, ELIZABETH REINKE, LAURIE BLACKBURN, JOANNE AUGST-JOHNSON, NANCY REEVES, DEBRA SHAW. (Sprenger, Steven) (Entered: 04/24/2007)	April 24, 2007	April 24, 2007 RECAP
23	Joint MOTION for Leave to File Appendices 1 and 2 to the Settlement Agreement Under Seal by CHERYL GUISTINIANO, ELIZABETH REINKE, MORGAN STANLEY & CO. INCORPORATED, LAURIE BLACKBURN, JOANNE AUGST-JOHNSON, NANCY REEVES, DEBRA SHAW (Attachments: # 1 Text of Proposed Order)(Speights, Grace) (Entered: 05/02/2007) 1 Text of Proposed Order View on RECAP	May 2, 2007	May 2, 2007 RECAP
24	Joint MOTION for Hearing /To Set Status Conference by JAN TYLER, ERMA TARANTINO, CHERYL GUISTINIANO, ELIZABETH REINKE, MORGAN STANLEY & CO. INCORPORATED, LAURIE BLACKBURN, JOANNE AUGST-JOHNSON, NANCY REEVES, DEBRA SHAW (Attachments: # 1 Memorandum In Support of Motion# 2 Text of Proposed Order)(Speights, Grace) (Entered: 06/26/2007) 1 Memorandum In Support of Motion View on RECAP 2 Text of Proposed Order View on RECAP	June 26, 2007	June 26, 2007 RECAP
	Minute Entry. Proceedings held before Judge Richard W. Roberts : Status Conference held on 7/5/2007.Final Fairness Hearing set for 10/11/2007 10:30 AM in Courtroom 9 before Judge Richard W. Roberts. (Court Reporter Scott Wallace.) (lin, ) Modified on 7/6/2007 (lin, ).	July 5, 2007	July 5, 2007 PACER
25	ORDER granting 23 Motion for Leave to File. Signed by Judge Richard W. Roberts on 7/6/2007. (EHS) (Entered: 07/06/2007)	July 6, 2007	July 6, 2007 RECAP
26	NOTICE Regarding Filing of Sealed Materials, Appendices 1 and 2 to the Settlement Agreement by JAN TYLER, ERMA TARANTINO, CHERYL GUISTINIANO, ELIZABETH REINKE, LAURIE BLACKBURN, JOANNE AUGST-JOHNSON, NANCY REEVES, DEBRA SHAW re 20 Joint MOTION Preliminary Approval (Sprenger, Steven) (Entered: 07/06/2007)	July 6, 2007	July 6, 2007 RECAP
27	NOTICE of Filing Revised Settlement Agreement, Revised Notice of Class Action, and Revised Proposed Order by JAN TYLER, ERMA TARANTINO, CHERYL GUISTINIANO, ELIZABETH REINKE, LAURIE BLACKBURN, JOANNE AUGST-JOHNSON, NANCY REEVES, DEBRA SHAW re 20 Joint MOTION Preliminary Approval (Attachments: # 1 Revised Settlement Agreement# 2 Revised Notice of Settlement, Proposed Settlement Agreement and Settlement Hearing# 3 Revised Proposed Order# 4 Certificate of Service)(Sprenger, Steven) (Revised Appendix 2 to Settlement Agreement FILED UNDER SEAL) Modified on 7/16/2007 (tg, ). (Entered: 07/11/2007) 1 Revised Settlement Agreement View on RECAP 2 Revised Notice of Settlement, Proposed Settlement Agreement and Settlement Hear View on RECAP 3 Revised Proposed Order View on RECAP 4 Certificate of Service View on RECAP	July 11, 2007	July 11, 2007 RECAP
28	NOTICE Regarding Filing of Sealed Materials for Revised Appendix 2 by JAN TYLER, ERMA TARANTINO, CHERYL GUISTINIANO, ELIZABETH REINKE, LAURIE BLACKBURN, JOANNE AUGST-JOHNSON, NANCY REEVES, DEBRA SHAW re 27 Notice (Other), Notice (Other) (Sprenger, Steven) (Entered: 07/13/2007)	July 13, 2007	July 13, 2007 RECAP
29	NOTICE of Filing Second Revised Settlement Agreement, Revised Class Notice and Revised Proposed Preliminary Approval Order by JAN TYLER, ERMA TARANTINO, CHERYL GUISTINIANO, ELIZABETH REINKE, LAURIE BLACKBURN, JOANNE AUGST-JOHNSON, NANCY REEVES, DEBRA SHAW re 20 Joint MOTION Preliminary Approval, 27 Notice (Other), Notice (Other), Notice (Other) (Attachments: # 1 Second Revised Settlement Agreement# 2 Revised Notice of Class Action, Proposed Settlement Agreement & Settlement Hearing# 3 Revised Proposed Preliminary Approval Order# 4 Certificate of Service)(Sprenger, Steven) (Entered: 07/17/2007) 1 Second Revised Settlement Agreement View on RECAP 2 Revised Notice of Class Action, Proposed Settlement Agreement & Settlement Hear View on RECAP 3 Revised Proposed Preliminary Approval Order View on RECAP 4 Certificate of Service View on RECAP	July 17, 2007	July 17, 2007 RECAP
30	ORDER granting motion 20 for preliminary approval of the Class Settlement, and approving the Notice to the Class. Signed by Judge Richard W. Roberts on 07/17/07. (Attachments: # 1 Notice to Class) (EHS) (Entered: 07/17/2007) 1 Supplement Notice to Class View on RECAP	July 17, 2007	July 17, 2007 RECAP
31	ADMINISTRATIVE ORDER NO.1. Issued by Judge Richard W. Roberts on 7/17/07. (lin, ) (Entered: 07/18/2007)	July 18, 2007	July 18, 2007 RECAP
32	Consent MOTION for Extension of Time to File Proposed Final Approval Order and Supplemental Memorandum in Support of Class Counsel's Motion For an Award of Attorneys' Fees and Expenses by JAN TYLER, ERMA TARANTINO, CHERYL GUISTINIANO, ELIZABETH REINKE, LAURIE BLACKBURN, JOANNE AUGST-JOHNSON, NANCY REEVES, DEBRA SHAW (Attachments: # 1 Memorandum in Support# 2 Text of Proposed Order)(Mehri, Cyrus) (Entered: 10/01/2007) 1 Memorandum in Support View on RECAP 2 Text of Proposed Order View on RECAP	Oct. 1, 2007	Oct. 1, 2007 RECAP
33	Joint MOTION for Settlement Final Approval by JAN TYLER, ERMA TARANTINO, CHERYL GUISTINIANO, ELIZABETH REINKE, LAURIE BLACKBURN, JOANNE AUGST-JOHNSON, NANCY REEVES, DEBRA SHAW (Attachments: # 1 Memorandum in Support# 2 Exhibit 1 Mehri Declaration in Support of Final Approval# 3 Exhibit A to Exhibit 1 Mehri Declaration# 4 Exhibit B to Exhibit 1 Mehri Declaration# 5 (SEALED) Exhibit C to Exhibit 1 Mehri Declaration# 6 (SEALED) Exhibit D to Exhibit 1 Mehri Declaration# 7 (SEALED) Exhibit E to Exhibit 1 Mehri Declaration# 8 (SEALED) Exhibit F to Exhibit 1 Mehri Declaration# 9 (SEALED) Exhibit G to Exhibit 1 Mehri Declaration# 10 Exhibit 2# 11 Exhibit 3 Declaration of Mark Patton# 12 (SEALED) Exhibit 4 Declaration of Mark Dichter)(Mehri, Cyrus) Modified on 10/5/2007 (lc, ). Modified on 10/11/2007 (jf, ). Modified on 10/11/2007 (lc, ). (Entered: 10/01/2007) 1 Memorandum in Support View on RECAP 2 Exhibit 1 Mehri Declaration in Support of Final Approval View on RECAP 3 Exhibit A to Exhibit 1 Mehri Declaration View on RECAP 4 Exhibit B to Exhibit 1 Mehri Declaration View on RECAP 5 Restricted View on PACER 6 Restricted View on PACER 7 Restricted View on PACER 8 Restricted View on PACER 9 Restricted View on PACER 10 Restricted View on PACER 11 Exhibit 3 Declaration of Mark Patton View on RECAP 12 Restricted View on PACER	Oct. 1, 2007	Oct. 1, 2007 Clearinghouse
34	MEMORANDUM re 21 MOTION for Attorney Fees filed by ERMA TARANTINO, CHERYL GUISTINIANO, JAN TYLER, JOANNE AUGST-JOHNSON, ELIZABETH REINKE, LAURIE BLACKBURN, NANCY REEVES, DEBRA SHAW by JAN TYLER, ERMA TARANTINO, CHERYL GUISTINIANO, ELIZABETH REINKE, LAURIE BLACKBURN, JOANNE AUGST-JOHNSON, NANCY REEVES, DEBRA SHAW. (Attachments: # 1 Exhibit 1 Mehri Declaration# 2 Exhibit A to Mehri Declaration# 3 Exhibit B to Mehri Declaration# 4 Exhibit C to Mehri Declaration# 5 Exhibit 2 Sprenger Declaration# 6 Exhibit A to Sprenger Declaration# 7 Exhibit B to Sprenger Declaration# 8 Exhibit 3 Moody Declaration# 9 Exhibit 4 Kosen v. American Express Financial Advisors)(Mehri, Cyrus) (Entered: 10/03/2007) 1 Exhibit 1 Mehri Declaration View on RECAP 2 Exhibit A to Mehri Declaration View on RECAP 3 Exhibit B to Mehri Declaration View on RECAP 4 Exhibit C to Mehri Declaration View on RECAP 5 Exhibit 2 Sprenger Declaration View on RECAP 6 Exhibit A to Sprenger Declaration View on RECAP 7 Exhibit B to Sprenger Declaration View on RECAP 8 Exhibit 3 Moody Declaration View on RECAP 9 Exhibit 4 Kosen v. American Express Financial Advisors View on RECAP	Oct. 3, 2007	Oct. 3, 2007 RECAP
35	ENTERED IN ERROR.....Proposed MOTION for Order Final Order Approving Class Representatives, Certifying Class, Appointing Class Counsel, Approving Settlement Agreement, Awarding Fees and Costs and Dismissing Action Subject to the Court's Continuing Jurisdiction by JAN TYLER, ERMA TARANTINO, CHERYL GUISTINIANO, ELIZABETH REINKE, LAURIE BLACKBURN, JOANNE AUGST-JOHNSON, NANCY REEVES, DEBRA SHAW (Mehri, Cyrus) Modified on 10/4/2007 (jf, ). (Entered: 10/03/2007)	Oct. 3, 2007	Oct. 3, 2007 RECAP
36	ENTERED IN ERROR.....Proposed MOTION for Order Administrative Order No. 2 by JAN TYLER, ERMA TARANTINO, CHERYL GUISTINIANO, ELIZABETH REINKE, LAURIE BLACKBURN, JOANNE AUGST-JOHNSON, NANCY REEVES, DEBRA SHAW (Mehri, Cyrus) Modified on 10/4/2007 (jf, ). (Entered: 10/03/2007)	Oct. 3, 2007	Oct. 3, 2007 RECAP
	NOTICE OF CORRECTED DOCKET ENTRY: Document No. re 35 Proposed MOTION for Order Final Order Approving Class Representatives and 36 Proposed MOTION for Order Administrative Order No. 2 was entered in error and counsel was instructed to refile using the Notices category. Counsel was notified not to file Proposed Orders using the Motion(s) category. (jf, )	Oct. 4, 2007	Oct. 4, 2007 PACER
	NOTICE OF CORRECTED DOCKET ENTRY: Exhibits Parts 6 and 7 of 33 Joint MOTION for Settlement Final Approval were sealed because they contained personal identifiers. Redacted versions will be filed by counsel. (lc, )	Oct. 5, 2007	Oct. 5, 2007 PACER
37	NOTICE of Filing Redacted Exhibits C and D to the Declaration of Cyrus Mehri in Support of Final Approval by JAN TYLER, ERMA TARANTINO, CHERYL GUISTINIANO, ELIZABETH REINKE, LAURIE BLACKBURN, JOANNE AUGST-JOHNSON, NANCY REEVES, DEBRA SHAW re 33 Joint MOTION for Settlement Final Approval (Attachments: # 1 Exhibit C to the Declaration of C. Mehri# 2 Exhibit D to the Declaration of C. Mehri)(Sprenger, Steven) (Entered: 10/05/2007) 1 Exhibit C to the Declaration of C. Mehri View on RECAP 2 Exhibit D to the Declaration of C. Mehri View on RECAP	Oct. 5, 2007	Oct. 5, 2007 RECAP
38	NOTICE of Filing of Proposed Final Approval Order and Administrative Order No. 2 by JAN TYLER, ERMA TARANTINO, CHERYL GUISTINIANO, ELIZABETH REINKE, LAURIE BLACKBURN, JOANNE AUGST-JOHNSON, NANCY REEVES, DEBRA SHAW re 33 Joint MOTION for Settlement Final Approval (Attachments: # 1 Text of Proposed Order Proposed Final Approval Order# 2 Text of Proposed Order Administrative Order No. 2)(Mehri, Cyrus) (Entered: 10/05/2007) 1 Text of Proposed Order Proposed Final Approval Order View on RECAP 2 Text of Proposed Order Administrative Order No. 2 View on RECAP	Oct. 5, 2007	Oct. 5, 2007 RECAP
	MINUTE ORDER: It is hereby ORDERED that class member Janice Grant's request to be heard at the Final Fairness Hearing be, and hereby is, GRANTED, but limited to only those objections that Ms. Grant expressed in writing and provided to the defendant and class counsel by the deadline for filing objections. It is further ORDERED that Mary Harris Evans' request to be heard at the Final Fairness Hearing be, and hereby is, DENIED, because she is not a member of the class. Issued by Judge Richard W. Roberts on 10/10/07. (EHS)	Oct. 10, 2007	Oct. 10, 2007 PACER
	MINUTE ORDER: It is hereby ORDERED that the requests by Ellen Baker, Chanie Schwartz, Rani Lau, Leigh-Ann McWherter, Audray Lohn, and Sharon Abbey to be permitted to opt out of the class action be, and hereby are, GRANTED. Issued by Judge Richard W. Roberts on 10/10/2007. (EHS)	Oct. 10, 2007	Oct. 10, 2007 PACER
39	MEMORANDUM re 33 Joint MOTION for Settlement Final Approval filed by ERMA TARANTINO, CHERYL GUISTINIANO, JAN TYLER, JOANNE AUGST-JOHNSON, ELIZABETH REINKE, LAURIE BLACKBURN, NANCY REEVES, DEBRA SHAW by JAN TYLER, ERMA TARANTINO, CHERYL GUISTINIANO, ELIZABETH REINKE, LAURIE BLACKBURN, JOANNE AUGST-JOHNSON, NANCY REEVES, DEBRA SHAW. (Attachments: # 1 Declaration Cyrus Mehri# 2 Exhibit A to Cyrus Mehri Declaration# 3 Exhibit B to Cyrus Mehri Declaration# 4 Exhibit C to Cyrus Mehri Declaration)(Mehri, Cyrus) (Entered: 10/10/2007) 1 Declaration Cyrus Mehri View on RECAP 2 Exhibit A to Cyrus Mehri Declaration View on RECAP 3 Exhibit B to Cyrus Mehri Declaration View on RECAP 4 Exhibit C to Cyrus Mehri Declaration View on RECAP	Oct. 10, 2007	Oct. 10, 2007 RECAP
40	NOTICE of Withdrawal of Attorney Sandi Farrell by JAN TYLER, ERMA TARANTINO, CHERYL GUISTINIANO, ELIZABETH REINKE, LAURIE BLACKBURN, JOANNE AUGST-JOHNSON, NANCY REEVES, DEBRA SHAW (Mehri, Cyrus) (Entered: 10/10/2007)	Oct. 10, 2007	Oct. 10, 2007 RECAP
	MINUTE ORDER: In light of the fact that Mary H. Musso and Sarah Cugini received notice of the proposed class settlement after the September 10, 2007 deadline to opt-out of the class action had passed, it is hereby ORDERED that the late requests by Mary H. Musso and Sarah Cugini to opt-out be, and hereby are, GRANTED. It is further ORDERED that, in the absence of any showing by the defendant of unfair prejudice from allowing the other late-filed opt-out requests which were received on or before September 27, 2007, the late requests to opt out by Norma Sepulveda, Deborah Konigsberg and Carol Smith be, and hereby are, GRANTED. Issued by Judge Richard W. Roberts on 10/10/2007. (EHS)	Oct. 10, 2007	Oct. 10, 2007 PACER
	MINUTE ORDER: It is hereby ORDERED that plaintiffs' consent motion 32 for extension of time be, and hereby is, GRANTED, nunc pro tunc. Issued by Judge Richard W. Roberts on 10/10/2007. (EHS)	Oct. 10, 2007	Oct. 10, 2007 PACER
41	NOTICE of Filing Redacted Exhibits E, F, and G to the Declaration of Cyrus Mehri in Support of Final Approval by JAN TYLER, ERMA TARANTINO, CHERYL GUISTINIANO, ELIZABETH REINKE, LAURIE BLACKBURN, JOANNE AUGST-JOHNSON, NANCY REEVES, DEBRA SHAW re 33 Joint MOTION for Settlement Final Approval (Attachments: # 1 Exhibit E to Mehri Declaration# 2 Exhibit F to Mehri Declaration# 3 Exhibit G to Mehri Declaration)(Mehri, Cyrus) (Entered: 10/11/2007) 1 Exhibit E to Mehri Declaration View on RECAP 2 Exhibit F to Mehri Declaration View on RECAP 3 Exhibit G to Mehri Declaration View on RECAP	Oct. 11, 2007	Oct. 11, 2007 RECAP
42	NOTICE of Filing Redacted Exhibit by JAN TYLER, ERMA TARANTINO, CHERYL GUISTINIANO, ELIZABETH REINKE, LAURIE BLACKBURN, JOANNE AUGST-JOHNSON, NANCY REEVES, DEBRA SHAW re 33 Joint MOTION for Settlement Final Approval (Attachments: # 1 Exhibit 4: Declaration of Mark Dichter, Redacted)(Mehri, Cyrus) (Entered: 10/11/2007) 1 Exhibit 4: Declaration of Mark Dichter, Redacted View on RECAP	Oct. 11, 2007	Oct. 11, 2007 RECAP
	Minute Entry. Proceedings held before Judge Richard W. Roberts : Fairness Hearing held on 10/11/2007. The Court granted Anne Marie Slowik's opt-out request made through counsel at the hearing, directed counsel for parties to redact all confidential information in filings in accord with the directives of Local Civil Rule 5.4(f), and directed counsel for Morgan Stanley to refile his declaration with the salary information redacted. (Court Reporter Scott Wallace.) (lin) Modified on 10/23/2007 (zlin). Modified on 10/25/2007 (EHS).	Oct. 11, 2007	Oct. 11, 2007 PACER
43	ORDER certifying class, granting final approval to the settlement agreement, approving the award of attorneys fees, and dismissing action subject to limited continuing jurisdiction. Signed by Judge Richard W. Roberts on 10/26/2007. (EHS) (Entered: 10/26/2007)	Oct. 26, 2007	Oct. 26, 2007 Clearinghouse
44	ADMINISTRATIVE ORDER NO. 2. Signed by Judge Richard W. Roberts on 10/26/2007. (EHS) (Entered: 10/26/2007)	Oct. 26, 2007	Oct. 26, 2007 RECAP
45	MOTION to Enforce Final Order and to Enjoin Claims by MORGAN STANLEY & CO. INCORPORATED (Attachments: # 1 Exhibit A# 2 Exhibit B# 3 Exhibit C# 4 Text of Proposed Order)(Speights, Grace) (Entered: 11/15/2007) 1 Exhibit A View on RECAP 2 Exhibit B View on RECAP 3 Exhibit C View on RECAP 4 Text of Proposed Order View on RECAP	Nov. 15, 2007	Nov. 15, 2007 RECAP
46	Consent MOTION to Withdraw Motion to Enjoin Claims by MORGAN STANLEY & CO. INCORPORATED (Attachments: # 1 Text of Proposed Order)(Speights, Grace) (Entered: 11/27/2007) 1 Text of Proposed Order View on RECAP	Nov. 27, 2007	Nov. 27, 2007 RECAP
	MINUTE ORDER: It is hereby ORDERED that defendant's consent motion 46 to withdraw its motion 45 to enforce be, and hereby is, GRANTED, and its motion 45 to enforce be, and hereby is, WITHDRAWN. Issued by Judge Richard W. Roberts on 12/3/07. (EHS)	Dec. 3, 2007	Dec. 3, 2007 PACER
48	Letter from Jeremy W. Parham "Let this be filed" by Judge Richard W. Roberts. (jf, ) (Entered: 12/04/2007)	Dec. 3, 2007	Dec. 3, 2007 RECAP
47	ORDER TO SHOW CAUSE. Defendant's Show Cause Response due by 12/17/2007. Plaintiff Class Counsel's response due by 12/21/07. Signed by Judge Richard W. Roberts on 12/4/2007. (EHS) (Entered: 12/04/2007)	Dec. 4, 2007	Dec. 4, 2007 RECAP
	Set/Reset Deadlines: Response to Show Cause due by 12/17/2007.,Reply to Show Cause due by 12/21/2007. (lin, )	Dec. 4, 2007	Dec. 4, 2007 PACER
49	RESPONSE TO ORDER OF THE COURT re 47 Order to Show Cause Regarding Class Member Teresa Grubman filed by MORGAN STANLEY & CO. INCORPORATED. (Speights, Grace) (Entered: 12/17/2007)	Dec. 17, 2007	Dec. 17, 2007 RECAP
50	RESPONSE TO ORDER TO SHOW CAUSE by JAN TYLER, ERMA TARANTINO, CHERYL GUISTINIANO, ELIZABETH REINKE, LAURIE BLACKBURN, JOANNE AUGST-JOHNSON, NANCY REEVES, DEBRA SHAW re 47 Order to Show Cause. (Attachments: # 1 Declaration of Steven M. Sprenger# 2 Exhibit A# 3 Certificate of Service)(Sprenger, Steven) (Entered: 12/19/2007) 1 Declaration of Steven M. Sprenger View on RECAP 2 Exhibit A View on RECAP 3 Certificate of Service View on RECAP	Dec. 19, 2007	Dec. 19, 2007 RECAP
51	MEMORANDUM ORDER relating to [48, 49, 50], granting Teresa Grubman's late request to opt out of the class. Signed by Judge Richard W. Roberts on 1/2/08. (EHS) (Entered: 01/03/2008)	Jan. 3, 2008	Jan. 3, 2008 Clearinghouse
52	Letter of 12/3/07 from Jeremy Parham to Judge Roberts; Attachment (1) (lin, ) (Entered: 01/03/2008)	Jan. 3, 2008	Jan. 3, 2008 RECAP
53	NOTICE OF WITHDRAWAL OF APPEARANCE as to JAN TYLER, ERMA TARANTINO, CHERYL GUISTINIANO, ELIZABETH REINKE, LAURIE BLACKBURN, JOANNE AUGST-JOHNSON, NANCY REEVES, DEBRA SHAW. (Mehri, Cyrus) (Entered: 04/09/2008)	April 9, 2008	April 9, 2008 RECAP
	MINUTE ORDER: Counsel for the parties are hereby advised that the Special Master contacted Chambers with a question about the manner in which he should file a sealed report in this case. Counsel are hereby ORDERED to file memoranda by June 9, 2008, addressing the Special Master's question. Issued by Judge Richard W. Roberts on 6/2/2008. (DCL)	June 2, 2008	June 2, 2008 PACER
	Set/Reset Deadlines: Memoranda due by 6/9/2008 (zlin, )	June 3, 2008	June 3, 2008 PACER
54	Joint MOTION for Order for Procedures for the Submission of the Special Master's Report and Recommendation to be Filed Under Seal by JAN TYLER, ERMA TARANTINO, CHERYL GUISTINIANO, ELIZABETH REINKE, LAURIE BLACKBURN, JOANNE AUGST-JOHNSON, NANCY REEVES, DEBRA SHAW (Attachments: # 1 Text of Proposed Order)(Mehri, Cyrus) (Entered: 06/03/2008) 1 Text of Proposed Order View on RECAP	June 3, 2008	June 3, 2008 RECAP
55	ORDER granting 54 Motion for Order setting certain procedures. Signed by Judge Richard W. Roberts on 6/9/08. (lin, ) (Entered: 06/10/2008)	June 10, 2008	June 10, 2008 RECAP
56	NOTICE Regarding Filing of Sealed Materials (Report & Recommendation of Special Master Thomas A. Warren, and Exhibits A-G) by JAN TYLER, ERMA TARANTINO, CHERYL GUISTINIANO, ELIZABETH REINKE, LAURIE BLACKBURN, JOANNE AUGST-JOHNSON, NANCY REEVES, DEBRA SHAW (Sprenger, Steven) (Entered: 06/12/2008)	June 12, 2008	June 12, 2008 RECAP
	MINUTE ORDER: It is hereby ORDERED that counsel of record file by January 9, 2009 a joint memorandum and proposed order addressing the issue raised in the Special Master's letter dated December 5, 2008, a copy of which he e-mailed to all counsel of record. Issued by Judge Richard W. Roberts on 12/17/2008. (DCL)	Dec. 17, 2008	Dec. 17, 2008 PACER
57	Letter from Thomas A. Warren. "Let this be filed" by Judge Richard W. Roberts on 12/16/08 (jf, )FILED UNDER SEAL on 3/23/2009 per Minute Order of 3/20/09 (jf, ). (Entered: 12/19/2008)	Dec. 19, 2008	Dec. 19, 2008 PACER
58	Joint MOTION for Leave to File the Parties' Joint Memorandum in Support of the Special Master's Request Under Seal by JAN TYLER, ERMA TARANTINO, CHERYL GUISTINIANO, ELIZABETH REINKE, LAURIE BLACKBURN, JOANNE AUGST-JOHNSON, NANCY REEVES, DEBRA SHAW (Attachments: # 1 Text of Proposed Order)(Mehri, Cyrus) (Entered: 01/09/2009)	Jan. 9, 2009	Jan. 9, 2009 PACER
59	Joint MOTION to Seal the Special Master's December 5, 2008 Letter to the Court re 57 Letter by JAN TYLER, ERMA TARANTINO, CHERYL GUISTINIANO, ELIZABETH REINKE, LAURIE BLACKBURN, JOANNE AUGST-JOHNSON, NANCY REEVES, DEBRA SHAW (Attachments: # 1 Text of Proposed Order)(Mehri, Cyrus) (Entered: 01/09/2009)	Jan. 9, 2009	Jan. 9, 2009 PACER
	MINUTE ORDER: Counsel for the parties and the Special Master are hereby advised that plaintiff Joanne Augst-Johnson notified Chambers by letter of her earlier unsuccessful requests to counsel and the Special Master for information pertaining to her case. Counsel and the Special Master are hereby ORDERED to confer and file memoranda jointly or separately by March 11, 2009, addressing the requests and giving justifications, if there are any, why this issue should not be resolved by a mutually selected mediator as called for in Section X of the Settlement Agreement. Issued by Judge Richard W. Roberts on 2/11/09. (DCL)	Feb. 11, 2009	Feb. 11, 2009 PACER
60	RESPONSE TO ORDER OF THE COURT Memorandum in Response to Minute Order filed by JAN TYLER, ERMA TARANTINO, CHERYL GUISTINIANO, ELIZABETH REINKE, LAURIE BLACKBURN, JOANNE AUGST-JOHNSON, NANCY REEVES, DEBRA SHAW. (Mehri, Cyrus) (Entered: 03/10/2009)	March 10, 2009	March 10, 2009 PACER
61	ORDER directing parties to resolve dispute in accordance with Section X of the Settlement Agreement, and order to class counsel directing service. See Order for additional information. Signed by Judge Richard W. Roberts on 3/11/2009. (DCL) (Entered: 03/11/2009)	March 11, 2009	March 11, 2009 PACER
	MINUTE ORDER: It is hereby ORDERED that the parties' motions 58 59 to seal the Special Master's December 5, 2008 letter 57 to the Court and the parties' joint memorandum in support of the Special Master's request be, and hereby are, GRANTED. The clerk is DIRECTED to seal these filings consistent with the parties' requests. Issued by Judge Richard W. Roberts on 3/23/2009. (DCL)	March 23, 2009	March 23, 2009 PACER
62	ORDER re 57 Letter of the Special Master (FILED UNDER SEAL) Signed by Judge Richard W. Roberts on 3/21/2009. (mm) (Entered: 03/23/2009)	March 23, 2009	March 23, 2009 PACER
63	JOINT MEMORANDUM IN SUPPORT OF re 57 Letter from Thomas A. Warren. "Let this be filed" by Judge Richard W. Roberts on 12/16/08 (jf, )FILED UNDER SEAL on 3/23/2009 per Minute Order of 3/20/09 by JAN TYLER, ERMA TARANTINO, CHERYL GUISTINIANO, ELIZABETH REINKE, LAURIE BLACKBURN, JOANNE AUGST-JOHNSON, NANCY REEVES, DEBRA SHAW. (jf, ) (Entered: 06/19/2009)	March 23, 2009	March 23, 2009 PACER
	Leave to File Denied by Judge Richard W. Roberts. Plaintiff's Motion for cm/ecf password. (jf, )	June 26, 2009	June 26, 2009 PACER
64	ENTERED IN ERROR.....NOTICE of Letter to the Court by JOANNE AUGST-JOHNSON, LAURIE BLACKBURN, CHERYL GUISTINIANO, MORGAN STANLEY & CO. INCORPORATED, MORGAN STANLEY DW, INC., NANCY REEVES, ELIZABETH REINKE, DEBRA SHAW, ERMA TARANTINO, JAN TYLER (Mehri, Cyrus) Modified on 6/24/2011 (jf, ). (Entered: 06/23/2011)	June 23, 2011	June 23, 2011 PACER
	NOTICE OF CORRECTED DOCKET ENTRY: Document No. re 64 Notice (Other), Notice (Other) was entered in error and counsel was instructed to refile said pleading in proper format in accordance with the rules.(Counsel should review LCvR 5.1 (b) CORRESPONDENCE WITH COURT)(jf, )	June 24, 2011	June 24, 2011 PACER
65	Joint MOTION for Hearing by JOANNE AUGST-JOHNSON, LAURIE BLACKBURN, CHERYL GUISTINIANO, MORGAN STANLEY & CO. INCORPORATED, MORGAN STANLEY DW, INC., NANCY REEVES, ELIZABETH REINKE, DEBRA SHAW, ERMA TARANTINO, JAN TYLER (Attachments: # 1 Exhibit MSSB Consolidated Settlement Agreement, # 2 Exhibit Key Differences Between Original and Proposed Settlement Agreements)(Mehri, Cyrus) (Entered: 06/29/2011)	June 29, 2011	June 29, 2011 PACER
66	NOTICE of Appearance by Ellen Louise Eardley on behalf of All Plaintiffs (Eardley, Ellen) (Entered: 06/29/2011)	June 29, 2011	June 29, 2011 PACER
	MINUTE ORDER: The parties jointly proposed to seek transfer of a related case from the Northern District of California to this Court for consideration of a proposed consolidated settlement agreement. The California case has not appeared on this Court's docket yet, but upon review of the joint filing, it may suggest that the parties viewed a status conference as a prerequisite to a transfer rather than as an adjunct to it. This Court is prepared to move forward with a transferred and consolidated related case without the need for a status conference preceding a transfer, but would contemplate a status conference as appropriate after the transfer occurs. Accordingly, the joint motion 65 for a status conference is DENIED without prejudice to renewing it after the transfer occurs. Issued by Judge Richard W. Roberts on 09/19/2011. (DCL)	Sept. 19, 2011	Sept. 19, 2011 PACER
67	ORDER directing the parties to file a joint status report on or before December 1, 2011. Signed by Judge Richard W. Roberts on 11/17/2011. (DCL) (Entered: 11/18/2011)	Nov. 18, 2011	Nov. 18, 2011 PACER
	Set/Reset Deadlines: Joint Status Report due by 12/1/2011 (hs)	Nov. 18, 2011	Nov. 18, 2011 PACER
68	STATUS REPORT by JOANNE AUGST-JOHNSON, LAURIE BLACKBURN, CHERYL GUISTINIANO, MORGAN STANLEY & CO. INCORPORATED, MORGAN STANLEY DW, INC., NANCY REEVES, ELIZABETH REINKE, DEBRA SHAW, ERMA TARANTINO, JAN TYLER. (Attachments: # 1 Exhibit, # 2 Exhibit, # 3 Exhibit)(Eardley, Ellen) (Entered: 12/01/2011)	Dec. 1, 2011	Dec. 1, 2011 PACER
69	ORDER directing that Civil Action No. 11-1785 be administratively closed, and directing that all future filings be filed only under Civil Action No. 06-1142. Signed by Judge Richard W. Roberts on 12/08/2011. (DCL) (Entered: 12/08/2011)	Dec. 8, 2011	Dec. 8, 2011 PACER

show / hide docket entries

Case Details

State / Territory: District of Columbia

Case Type(s):

Equal Employment

Special Collection(s):

IWPR/Wage Project Consent Decree Study

Private Employment Class Actions

Multi-LexSum (in sample)

Key Dates

Filing Date: June 22, 2006

Closing Date: Oct. 26, 2007

Case Ongoing: No

Plaintiffs

Plaintiff Description:

All women who were employed as Financial Advisors or Registered Financial Advisor Trainees of Morgan Stanley at any time from August 5, 2003 through June 30, 2007; all women employed as Financial Advisors in (i) the United States branches of Smith Barney’s retail brokerage division at any time from August 30, 2003 forward or (ii) the California branches of Smith Barney’s retail brokerage division at any time from June 25, 2003 forward.

Plaintiff Type(s):

Private Plaintiff

Public Interest Lawyer: No

Filed Pro Se: No

Class Action Sought: Yes

Class Action Outcome: Granted

Defendants

Morgan Stanley & Company, Private Entity/Person

Morgan Stanley (New York), Private Entity/Person

Case Details

Causes of Action:

Age Discrimination in Employment Act (ADEA), 29 U.S.C. §§ 621 et seq.